Filing Details

Accession Number:
0000014693-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-04 15:07:54
Reporting Period:
2011-01-03
Filing Date:
2011-01-04
Accepted Time:
2011-01-04 15:07:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1259381 C Jane Morreau 850 Dixie Highway
Louisville 40210
Svp, Director Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2011-01-03 2,525 $26.29 2,560 No 4 M Direct
Class B Common Disposition 2011-01-03 1,563 $69.62 997 No 4 F Direct
Class B Common Disposition 2011-01-03 962 $69.47 35 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Non-Qualified Stock Option (right to buy) Disposition 2011-01-03 2,525 $0.00 2,525 $26.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-05-01 2011-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common 957 Direct
Class B Common 1,331 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Non-Qualified Stock Option (right to buy) $24.70 2005-05-01 2012-04-30 3,211 3,211 Direct
Class B Common Non-Qualified Stock Option (right to buy) $30.18 2006-05-01 2013-04-30 3,741 3,741 Direct
Class B Common Non-Qualified Stock Option (right to buy) $35.83 2007-05-01 2014-04-30 3,309 3,309 Direct
Class B Common Stock Appreciation Right $45.53 2008-05-01 2015-04-30 2,859 2,859 Direct
Class B Common Stock Appreciation Right $55.69 2006-07-27 2016-04-30 5,270 5,270 Direct
Class B Common Stock Appreciation Right $53.80 2010-05-01 2017-04-30 5,830 5,830 Direct
Class B Common Stock Appreciation Right $56.58 2011-05-01 2018-04-30 4,474 4,474 Direct
Class B Common Stock Appreciation Right $43.10 2012-05-01 2019-04-30 7,192 7,192 Direct
Class B Common Stock Appreciation Right $61.24 2013-05-01 2020-04-30 7,899 7,899 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-04-30 3,211 3,211 Direct
2013-04-30 3,741 3,741 Direct
2014-04-30 3,309 3,309 Direct
2015-04-30 2,859 2,859 Direct
2016-04-30 5,270 5,270 Direct
2017-04-30 5,830 5,830 Direct
2018-04-30 4,474 4,474 Direct
2019-04-30 7,192 7,192 Direct
2020-04-30 7,899 7,899 Direct
Footnotes
  1. Price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.45 to $69.49, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
  2. Includes shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of close of business on January 3, 2011.
  3. All outstanding derivative security amounts and exercise prices were adjusted on December 10, 2010, the record date for the Issuer's December 28, 2010 special cash dividend.
  4. These options were previously reported as covering 2,489 shares at an exercise price of $26.67 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  5. These options were previously reported as covering 3,165 shares at an exercise price of $25.06 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  6. These options were previously reported as covering 3,688 shares at an exercise price of $30.62 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  7. These options were previously reported as covering 3,262 shares at an exercise price of $36.35 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  8. These stock appreciation rights were previously reported as covering 2,818 shares at an exercise price of $46.19 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  9. These stock appreciation rights were previously reported as covering 5,195 shares at an exercise price of $56.50 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  10. These stock appreciation rights were previously reported as covering 5,747 shares at an exercise price of $54.58 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  11. These stock appreciation rights were previously reported as covering 4,410 shares at an exercise price of $57.40 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  12. These stock appreciation rights were previously reported as covering 7,089 shares at an exercise price of $43.72 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.
  13. These stock appreciation rights were previously reported as covering 7,786 shares at an exercise price of $62.13 per share, but were adjusted to reflect the December 28, 2010 special cash dividend.