Filing Details
- Accession Number:
- 0001127602-11-000481
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 13:40:38
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 13:40:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Performance Polymers Inc. | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478505 | A. David Bradley | C/O Kraton Performance Polymers 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 19,818 | $13.51 | 59,478 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 16,868 | $31.67 | 42,610 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-01-03 | 2,950 | $32.01 | 39,660 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2011-01-03 | 19,818 | $0.00 | 19,818 | $13.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,441 | 2014-03-08 | No | 4 | M | Direct |
Footnotes
- Transacted under a 10b5-1 plan that was adopted on November 17, 2010.
- The price in column 4 is a weighted average. The prices actually received ranged from $31.00 to $31.99. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price in column 4 is a weighted average. The prices actually received ranged from $32.00 to $32.04. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- All options reported above have vested and are immediately exercisable.
Billionaire Hedge Funds
