Filing Details
- Accession Number:
- 0001140361-11-000306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-03 18:44:12
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-01-03
- Accepted Time:
- 2011-01-03 18:44:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134204 | C Peter Chang | 275 Gibraltar Drive Sunnyvale CA 94089 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-31 | 10,000 | $15.83 | 594,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Option (Right to buy) | Acquisiton | 2010-12-31 | 10,000 | $4.80 | 10,000 | $4.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
604,000 | 2005-12-01 | 2014-12-02 | No | 4 | M | Direct |
Footnotes
- The total 10,000 shares of common stock were granted on December 2, 2004 and vest in four equal installments beginning on December 1, 2004.
- Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010.