Filing Details

Accession Number:
0001140361-11-000306
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-03 18:44:12
Reporting Period:
2010-12-31
Filing Date:
2011-01-03
Accepted Time:
2011-01-03 18:44:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134204 C Peter Chang 275 Gibraltar Drive
Sunnyvale CA 94089
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-31 10,000 $15.83 594,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Acquisiton 2010-12-31 10,000 $4.80 10,000 $4.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
604,000 2005-12-01 2014-12-02 No 4 M Direct
Footnotes
  1. The total 10,000 shares of common stock were granted on December 2, 2004 and vest in four equal installments beginning on December 1, 2004.
  2. Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.
  3. The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010.