Filing Details
- Accession Number:
- 0001181431-11-000409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-03 17:38:04
- Reporting Period:
- 2010-09-17
- Filing Date:
- 2011-01-03
- Accepted Time:
- 2011-01-03 17:38:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1465740 | Two Harbors Investment Corp. | TWO | Real Estate Investment Trusts (6798) | 270312904 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257391 | Whitebox Advisors Llc | 3033 Excelsior Boulevard, Suite 300 Minneapolis MN 55416 | No | No | Yes | Yes | |
1311923 | Pandora Select Partners, L.p. | 3033 Excelsior Boulevard, Suite 300 Minneapolis MN 55416 | No | No | Yes | Yes | |
1452149 | Whitebox Multi-Strategy Partners Lp | 3033 Excelsior Boulevard, Suite 300 Minneapolis MN 55416 | No | No | Yes | Yes | |
1502255 | Whitebox Asymmetric Partners Lp | 3033 Excelsior Boulevard, Suite 300 Minneapolis MN 55416 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-30 | 27,485 | $9.85 | 1,532,013 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- Shares acquired are held directly by Whitebox Multi-Stratrgy Partners, L.P ("WMSP"), Whitebox Asymmetric Partners, L.P. ("WAP") and Pandora Select Partners, L.P. ("PSP").
- The general partner of WMSP is Whitebox Multi-Strategy Advisors, LLC ("WMSA"), WAP is Whitebox Asymmetric Advisors, LLC ("WAA"), and PSP is Pandora Select Advisors, LLC ("PSA"). The managing member and controlling owner of WMSA, WAA, and PSA is Whitebox Advisors, LLC ("WA").
- Shares attributable to interests held by WA as Managing Member of WMSA, WAA, and PSA, which act as General Partners to WMSP, WAP, and PSP which directly hold the shares.