Filing Details
- Accession Number:
- 0001140361-11-000274
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-03 17:15:29
- Reporting Period:
- 2010-12-30
- Filing Date:
- 2011-01-03
- Accepted Time:
- 2011-01-03 17:15:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023844 | National Holdings Corp | NHLD | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364128138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1104465 | Bedford Oak Advisors Llc | 100 South Bedford Road Mt Kisco NY 10549 | No | No | Yes | No | |
1104706 | P Harvey Eisen | 100 South Bedford Road Mt. Kisco NY 10549 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.02 Par Value | Acquisiton | 2010-12-30 | 1,000 | $0.35 | 3,328,308 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.02 Par Value | Acquisiton | 2010-12-31 | 12,702 | $0.38 | 3,341,010 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- See Exhibit 99.1, Item 1.
- See Exhibit 99.1, Item 2.
- See Exhibit 99.1, Item 3.