Filing Details
- Accession Number:
- 0001209191-11-000170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-03 16:36:22
- Reporting Period:
- 2010-12-30
- Filing Date:
- 2011-01-03
- Accepted Time:
- 2011-01-03 16:36:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042046 | American Financial Group Inc | AFG | Fire, Marine & Casualty Insurance (6331) | 311544320 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942061 | Craig S Lindner | One East Fourth Street Cincinnati OH 45202 | Co-Ceo & Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-11-06 | 30,000 | $0.00 | 2,132,589 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2010-11-16 | 2,550 | $0.00 | 2,504,433 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2010-12-17 | 2,210 | $0.00 | 2,502,223 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2010-12-30 | 50,000 | $32.47 | 219,939 | No | 4 | S | Indirect | #24 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 4 | S | Indirect | #24 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 111,120 | Indirect | #3 |
| Common Stock | 24,404 | Indirect | #6 |
| Common Stock | 0 | Indirect | #9 |
| Common Stock | 0 | Indirect | #10 |
| Common Stock | 27,026 | Indirect | #12 |
| Common Stock | 0 | Indirect | #16 |
| Common Stock | 0 | Indirect | #20 |
| Common Stock | 250,546 | Indirect | #23 |
| Common Stock | 301,805 | Indirect | #25 |
| Common Stock | 27,000 | Indirect | #26 |
Footnotes
- Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
- On November 16, 2010, Indirect #1 transferred 850 shares of common stock to Indirect #6. Also on November 30, 2010, Indirect #10 transferred 405,244 shares of common stock to Indirect #1, 809,817 shares of common stock to emancipated children of the Reporting Person and 269,939 shares of common stock to Indirect #24, respectively. On December 22, 2010, Indirect #9 transferred 255,011 shares of common stock to Indirect #25 and 765,032 shares of common stock to emancipated children of the Reporting Person; Indirect #20 transferred 36,330 shares of common stock to Indirect #25; and Indirect #16 transferred 10,464 shares of common stock to Indirect #25 and 27,000 shares of common stock to Indirect #26.
- Indirect #3: By Frances R. Lindner, Trustee for the Frances R. Lindner living Trust dated 9/13/93. (SCL)
- Indirect #6: FRL, Cust. CFL Under OH Tsfr to Min Act. (SCL)
- Indirect #9: KEL, TTEE Under an Irrev. Trust Ind. with SCL DTD 12/22/83. (SCL)
- Indirect #10: SCL Investments, LLC (SCL)
- Indirect #12: The Company's Retirement and Savings Plans. The number of shares of Common Stock which would be represented by the value of the Reporting Person's Company Securities Funds account in the Issuer's Retirement and Savings Plan is based on a statement dated as of 12/31/09. (SCL)
- Indirect #16: M. Nyhart TTEE CFL Under Trust Agreement dtd 3/8/96. (SCL)
- Indirect #20: KEL, TTEE CFL C/U Irrev Trust DTD 2/13/85. (SCL)
- Indirect #23: CFL TR U/A DTD 4/21/05 FRL TTEE (SCL)
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.41 to $32.55, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 11 to this Form 4.
- Indirect #24: My Nyhart TTEE Christine CU Trust Agreement dtd 12/14/00.
- Indirect #25: M. Nyhart TTEE CFL 2010 Consolidation Trust DTD 12/17/2010.
- Indirect #26: M. Nyhart TTEE CFL 2010 Special Trust DTD 12/17/10.
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