Filing Details

Accession Number:
0001054579-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-03 15:21:37
Reporting Period:
2011-01-03
Filing Date:
2011-01-03
Accepted Time:
2011-01-03 15:21:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054579 Hastings Entertainment Inc HAST Retail-Record & Prerecorded Tape Stores (5735) 751386375
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433749 A Susan Dasse 3601 Plains Blvd
Amarillo TX 79102
Vice President Of Stores No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-03 6,000 $1.69 26,833 No 4 M Direct
Common Stock Acquisiton 2011-01-03 3,000 $4.25 29,833 No 4 M Direct
Common Stock Disposition 2011-01-03 9,000 $6.09 20,833 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-01-03 6,000 $0.00 6,000 $1.69
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-01-03 3,000 $0.00 3,000 $4.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,000 2018-12-05 No 4 M Direct
12,000 2019-12-04 No 4 M Direct
Footnotes
  1. Options vest 20% on each anniversary of 12-05-08.
  2. Options vest 20% on each anniversary of 12-04-09.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices from $6.02 to $6.6.1501, inclusive.