Filing Details
- Accession Number:
- 0001044321-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-03 15:01:54
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-01-03
- Accepted Time:
- 2011-01-03 15:01:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071625 | Dover Saddlery Inc | DOVR | Retail-Miscellaneous Shopping Goods Stores (5940) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-31 | 339,000 | $2.45 | 364,376 | No | 4 | S | Indirect | By Limited Partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Limited Partnerships |
Footnotes
- This is a weighted average price.
- This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control overall securities owned by Special Situations Fund III QP, L.P. (QP) and Special Situations Cayman Fund, L.P. (CAY). 301,075 shares of Common Stock are owned by QP and 63,301 shares of Common Stock are owned by CAY. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP and CAY is limited to the extent of his pecuniary interest.