Filing Details

Accession Number:
0001209191-11-000116
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-03 14:22:49
Reporting Period:
2010-11-16
Filing Date:
2011-01-03
Accepted Time:
2011-01-03 14:22:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206103 Joseph Grundfest 1804 Embarcadero Road
Palo Alto CA 94303
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-11-16 25,000 $15.72 643,199 No 4 S Indirect By the Grundfest Living Trust U/T/A DD 8/25/97
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By the Grundfest Living Trust U/T/A DD 8/25/97
Footnotes
  1. The price reported in Col 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $15.70 to $15.75, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.