Filing Details

Accession Number:
0000807249-11-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-03 11:45:33
Reporting Period:
2010-12-31
Filing Date:
2011-01-03
Accepted Time:
2011-01-03 11:45:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060349 Gamco Investors Inc. Et Al GBL Security Brokers, Dealers & Flotation Companies (6211) 134007862
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185528 N Bruce Alpert C/O Gamco Investors, Inc.
One Corporate Center
Rye NY 10580
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2010-12-31 300 $48.25 13,255 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 329 Direct
Footnotes
  1. A total of 165,966 shares of the Class B Common Stock are convertible into Class A Common Stock pursuant to a resolution by the Issuer's Board of Directors.