Home > Insider Trading > Filing (0001209191-11-000021)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
921183	Hmn Financial Inc	HMNF	Savings Institution, Federally Chartered (6035)	411777397

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1184971	J Michael Fogarty	1016 Civic Center Dr Nw Rochester MN 55901		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2008-07-11	500	$15.47	3,000	No	4	P	Indirect	Michael J. Fogarty IRA/SEP
Common Stock	Disposition	2009-03-04	100	$1.70	3,400	No	4	S	Indirect	Michael J. Fogarty Trust
Common Stock	Disposition	2009-03-05	1,400	$1.71	500	No	4	S	Indirect	Michael J Fogarty Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Michael J. Fogarty IRA/SEP
No	4	S	Indirect	Michael J. Fogarty Trust
No	4	S	Indirect	Michael J Fogarty Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,000	Indirect	Joy Fogarty Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option to Buy	$16.25	2003-04-23	2012-04-23	3,000	3,000	Direct
Common Stock	Option to Buy	$16.25	2004-04-23	2012-04-23	3,000	6,000	Direct
Common Stock	Option to Buy	$16.25	2005-04-23	2012-04-23	3,000	9,000	Direct
Common Stock	Option to Buy	$16.25	2006-04-23	2012-04-23	3,000	12,000	Direct
Common Stock	Option to Buy	$16.25	2007-04-23	2012-04-23	3,000	15,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-04-23	3,000	3,000	Direct
2012-04-23	3,000	6,000	Direct
2012-04-23	3,000	9,000	Direct
2012-04-23	3,000	12,000	Direct
2012-04-23	3,000	15,000	Direct

Footnotes

Purchase of 500 shares not previously reported. Adding 2000 shares that were incorrectly designated as Michael J Fogarty Trust in prior filings (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares)and deducting 500 shares that were transferred to the Michael J Fogarty Trust on 3/31/2009 as a required distribution. Filing of this report is deemed to amend reports filed since the earliest referenced date of 7/11/2008 and subsequent filings.
Previously unreported transaction. 3400 share balance reflects a running balance prior to the 3/4/2009 transaction. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/4/2009 and subsequent filings.
Previously unreported transaction. Balance of 500 shares also reflects deduction of 2000 shares that were incorrectly allocated to the Michael J Fogarty Trust. They are now reflected in the balance of the Michael J Fogarty IRA/SEP (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares). Balance also reflects the transfer of 500 shares to the Michael J Fogarty Trust as a required distribution from the Michael J Fogarty IRA/SEP. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/5/2009 and subsequent filings.