Filing Details
- Accession Number:
- 0001127602-10-031762
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-12-30 16:58:51
- Reporting Period:
- 2010-12-21
- Filing Date:
- 2010-12-30
- Accepted Time:
- 2010-12-30 16:58:51
- Original Submission Date:
- 2010-12-22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874761 | Aes Corp | AES | Cogeneration Services & Small Power Producers (4991) | 541163725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1394436 | Mark Woodruff | 4300 Wilson Boulevard Arlington VA 22203 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-21 | 45,381 | $12.12 | 0 | No | 4 | S | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,224 | Direct |
Footnotes
- Mr. Woodruff originally filed a Form 4 on December 22, 2010 to disclose the disposition of 23,042 shares of AES securities. The original Form 4 did not disclose the disposition of shares in Mr. Woodruff's 401(k) plan account executed on December 21, 2010. This amended filing is being made to disclose the disposition of AES shares from his 401(K) account in The AES Retirement Savings Plan.