Filing Details
- Accession Number:
- 0001181431-10-064248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-30 16:44:54
- Reporting Period:
- 2010-12-29
- Filing Date:
- 2010-12-30
- Accepted Time:
- 2010-12-30 16:44:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898171 | Uwharrie Capital Corp | NONE | State Commercial Banks (6022) | 561814206 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255676 | L Roger Dick | Po Box 338 132 North First Street Albemarle NC 28002-0338 | President/Ceo Of Ucc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (See Footnote 1) | Disposition | 2010-12-29 | 486 | $3.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (See Footnote 2) | 38,041 | Direct | |
| Common Stock (See Footnote 3) | 14,182 | Direct |
Footnotes
- Held by Cede & Co., Depository for Pershing Safekeeper for Roger L. Dick
- Held by Cede & Co., Depository for PTC Custodian FBO Roger L. Dick - IRA
- Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Roger L. Dick
Billionaire Hedge Funds
