Filing Details
- Accession Number:
- 0001140361-10-051670
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-30 16:06:34
- Reporting Period:
- 2010-12-28
- Filing Date:
- 2010-12-30
- Accepted Time:
- 2010-12-30 16:06:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1143155 | Hampton Roads Bankshares Inc | HMPR | National Commercial Banks (6021) | 542053718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1300650 | Lynn Anthony Davis | 610 Broadway 6Th Floor New York NY 10012 | Yes | No | Yes | No | |
1300710 | Michael Kevin Ulrich | 610 Broadway 6Th Floor New York NY 10012 | Yes | No | Yes | No | |
1300711 | Anchorage Advisors Management, Llc | 610 Broadway 6Th Floor New York NY 10012 | Yes | No | Yes | No | |
1300713 | Anchorage Capital Master Offshore, Ltd | 610 Broadway 6Th Floor New York NY 10012 | Yes | No | Yes | No | |
1300714 | Anchorage Capital Group, L.l.c. | 610 Broadway 6Th Floor New York NY 10012 | Yes | No | Yes | No | |
1503163 | Acmo-Hr, L.l.c. | C/O Anchorage Capital Group, L.l.c. 610 Broadway, 6Th Floor New York NY 10012 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-12-28 | 26,830,015 | $0.40 | 179,850,205 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Warrant | Acquisiton | 2010-12-28 | 999,916 | $0.00 | 999,916 | $0.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,693,620 | 2010-09-30 | 2020-09-30 | No | 4 | J | Direct |
Footnotes
- This Form 4 is being filed with respect to the shares of the Issuer's common stock, par value $0.01 per share (the "Common Shares"), by Anchorage Advisors Management, L.L.C., the sole managing member of Anchorage Capital Group, L.L.C., the investment manager to Anchorage Capital Master Offshore, Ltd., the sole member of ACMO-HR, L.L.C. Mr. Davis is the President of Anchorage Capital Group, L.L.C. and a managing member of Anchorage Advisors Management, L.L.C. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the other managing member of Anchorage Advisors Management, L.L.C.
- The Warrant for the purchase of the Common Shares ("Warrant Shares") is held for the account of ACMO-HR, L.L.C. Under the terms of the Warrant, the number of Warrant Shares shall be automatically increased by the number of Common Shares, if any, by which 2% of the Common Shares outstanding immediately after giving effect to the Second Closing (as defined in the Second Amended and Restated Investment Agreement dated August 11, 2010, by and among the Issuer, Carlyle Global Financial Services Partners, L.P. and ACMO-HR, L.L.C.) (and all other transactions occurring prior to or simultaneously therewith) exceeds 15,693,704. On December 28, 2010, ACMO-HR, L.L.C. received notice that an adjustment has been made, and is reporting such adjustment on this Form.
- Each of the Reporting Persons may be deemed to be a beneficial owner of the Common Shares, the Warrant and the Warrant Shares for purposes of Rule 16a-1(a)(1) under the Securities Exchange Act of 1934 (the "Exchange Act"). Each of the Reporting Persons disclaims beneficial ownership thereof within the meaning of Rule 16a-1(a)(2) under the Exchange Act except to the extent, if any, of its pecuniary interest therein.