Filing Details
- Accession Number:
- 0001223112-10-000114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-30 12:55:00
- Reporting Period:
- 2010-12-23
- Filing Date:
- 2010-12-30
- Accepted Time:
- 2010-12-30 12:55:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1223112 | Ada-Es Inc | ADES | Miscellaneous Chemical Products (2890) | 841457335 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1303477 | Scott Jonathan Barr | 8100 South Park Way Unit B Littleton CO 80120 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-23 | 39,600 | $8.60 | 52,078 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-12-23 | 14,700 | $10.41 | 37,378 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-23 | 5,600 | $10.23 | 31,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-23 | 5,300 | $10.55 | 26,478 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-27 | 14,000 | $9.90 | 12,478 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2010-12-23 | 39,600 | $8.60 | 39,600 | $8.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-12-31 | 2014-08-23 | No | 4 | F | Direct |
Footnotes
- Represents the amount of stock options exercised as previously reported on Form 5.
- Represents the amount of stock options sold upon exercising of stock options.