Filing Details
- Accession Number:
- 0001181431-10-064126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-29 21:04:34
- Reporting Period:
- 2010-12-27
- Filing Date:
- 2010-12-29
- Accepted Time:
- 2010-12-29 21:04:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364250 | Douglas Emmett Inc | DEI | Real Estate Investment Trusts (6798) | 203073047 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378407 | A Dan Emmett | 808 Wilshire Boulevard Suite 200 Santa Monica CA 90401 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-27 | 57,231 | $16.82 | 4,713,776 | No | 4 | S | Indirect | See Footnote 4. |
Common Stock | Disposition | 2010-12-27 | 40,000 | $16.80 | 4,673,776 | No | 4 | S | Indirect | See Footnote 4. |
Common Stock | Disposition | 2010-12-28 | 42,769 | $16.83 | 4,631,007 | No | 4 | S | Indirect | See Footnote 4. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote 4. |
No | 4 | S | Indirect | See Footnote 4. |
No | 4 | S | Indirect | See Footnote 4. |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans entered into by the reporting person and an entity affiliated with the reporting person as of December 22, 2010.
- Shares sold by the Dan A. Emmett Revocable Living Trust of November 21, 1985 (the "Emmett Living Trust").
- Shares sold by Rivermouth Partners, a California limited partnership ("Rivermouth"), of which the Emmett Living Trust is the general partner.
- Shares held by the Reporting Person: (i) the Emmett Living Trust owns 4,210,507 shares; (ii) Rivermouth owns 160,000 shares which are disclaimed by the Reporting Person except to the extent of his pecuniary interest therein; (iii) the Emmett Foundation, a California charitable organization, owns 172,500 shares all of which are disclaimed by the Reporting Person; and (iv) trusts for the Reporting Person's children, of which the Reporting Person is a trustee, own 88,000 shares all of which are disclaimed by the Reporting Person. Ownership excludes 232,681 fully vested employee stock options (right to buy).