Filing Details
- Accession Number:
- 0001217453-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-29 17:07:46
- Reporting Period:
- 2010-12-28
- Filing Date:
- 2010-12-29
- Accepted Time:
- 2010-12-29 17:07:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217453 | M Linda Kane | 50 Public Square, Suite 1100 Cleveland OH 44113 | Sr Vp/Chief Acctg Admin Off | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2010-12-28 | 247 | $16.18 | 3,582 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-12-28 | 300 | $16.21 | 3,282 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-12-28 | 400 | $16.21 | 2,882 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,064 | Indirect | 401k Plan |
| Class A Common Stock | 1,250 | Direct | |
| Class A Common Stock | 1,366 | Direct | |
| Class A Common Stock | 7,001 | Direct | |
| Class A Common Stock | 3,418 | Direct | |
| Class A Common Stock | 485 | Indirect | See footnote |
| Class A Common Stock | 575 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common | 2005 Stock Option Grant (right to buy) | $31.75 | 2007-04-06 | 2015-04-06 | 11,250 | 11,250 | Direct |
| Class A Common | 2006 Stock Option Grant (right to buy) | $46.37 | 2008-04-04 | 2016-04-04 | 15,000 | 15,000 | Direct |
| Class A Common | 2007 Stock Option Grant (right to buy) | $65.35 | 2009-03-29 | 2017-03-29 | 15,000 | 15,000 | Direct |
| Class A Common | 2008 Stock Option Grant (right to buy) | $36.38 | 2010-06-18 | 2018-06-18 | 6,522 | 6,522 | Direct |
| Class A Common | 2009 Stock Option Grant (right to buy) | $7.80 | 2011-04-21 | 2019-04-21 | 3,261 | 3,261 | Direct |
| Class A Common | 2010 Stock Option Grant (right to buy) | $15.89 | 2011-04-14 | 2020-04-14 | 5,437 | 5,437 | Direct |
| Common Stock | Class B Common - Convertible | $0.00 | 1988-08-08 | 1988-08-08 | 1,735 | 1,735 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-04-06 | 11,250 | 11,250 | Direct |
| 2016-04-04 | 15,000 | 15,000 | Direct |
| 2017-03-29 | 15,000 | 15,000 | Direct |
| 2018-06-18 | 6,522 | 6,522 | Direct |
| 2019-04-21 | 3,261 | 3,261 | Direct |
| 2020-04-14 | 5,437 | 5,437 | Direct |
| 1988-08-08 | 1,735 | 1,735 | Indirect |
Footnotes
- Class A Common Stock - 401k account - Held Indirect. Adjusted for excess contribution.
- 2007 Restricted Stock Grant - 25% vest on 3/29/2009; 25% vest on 3/29/2010; and 50% vest on 3/29/2011.
- 2008 Restricted Stock Grant - 25% vest on 6/18/2010; 25% vest on 6/18/2011; and 50% vest on 6/18/2012. 455 shares that vested were moved to street account footnote 6.
- 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
- 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
- Shares are held in a street account. Change in shares due to 455 restricted shares that vested 6/18/2010.
- Shares held by Carolyn Reilley, daughter - Indirect
- Shares held by Joseph Williams, son - Indirect
- 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
- 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
- 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
- 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
- 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
- Stocks are convertible from Class B to Class A on a 1-for-1 basis.
- Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
- Class B Common Stock - 401k account - Held indirect. Adjusted for excess contribution.
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