Filing Details
- Accession Number:
- 0001209191-10-062838
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-29 16:37:03
- Reporting Period:
- 2010-12-28
- Filing Date:
- 2010-12-29
- Accepted Time:
- 2010-12-29 16:37:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1143155 | Hampton Roads Bankshares Inc | HMPR | National Commercial Banks (6021) | 542053718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427002 | Dbd Cayman, Ltd. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004-2505 | No | No | Yes | No | |
1459899 | Tcg Holdings Cayman Ii, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004-2505 | No | No | Yes | No | |
1475444 | Tc Group Cayman Investment Holdings, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004-2505 | No | No | Yes | No | |
1502381 | Tcg Financial Services, L.p. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004-2505 | No | No | Yes | No | |
1502382 | Carlyle Financial Services, Ltd. | C/O The Carlyle Group 1001 Pennsylvania Ave, Nw, Ste 220 S Washington DC 20004-2505 | No | No | Yes | No | |
1502383 | Carlyle Financial Services Harbor, L.p. | C/O The Carlyle Group 1001 Pennsylvania Avenue, Nw Washington DC 20004-2505 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-12-28 | 31,810,350 | $0.40 | 196,767,315 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- DBD Cayman, Ltd. is the general partner of TCG Holdings Cayman II, L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services Harbor, L.P. Each of DBD Cayman, Ltd., TCG Holdings Cayman II, L.P., TC Group Cayman Investment Holdings, L.P., Carlyle Financial Services, Ltd. and TCG Financial Services, L.P. disclaims beneficial ownership of the shares of common stock of the issuer and this statement shall not be deemed an admission that such person is the beneficial owner of, or has any pecuniary interest in, such shares for any purpose.
- William E. Conway, Jr., Daniel A. D'Aniello, David M. Rubenstein and Glenn Youngkin are the directors of Carlyle Financial Services, Ltd. and, in such capacity, may be deemed to share beneficial ownership of the shares of common stock of the issuer beneficially owned by Carlyle Financial Services, Ltd. Such individuals, in their capacities as directors, expressly disclaim any such beneficial ownership.
- William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein are the Class A members as well as the directors of DBD Cayman, Ltd. and, in such capacities, may be deemed to share beneficial ownership of the shares of common stock of the issuer beneficially owned by DBD Cayman, Ltd. The Class A members control DBD Cayman, Ltd. based on a majority vote. Such individuals, in their capacities as Class A members and as directors, expressly disclaim any such beneficial ownership.