Filing Details

Accession Number:
0001209191-10-062838
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-29 16:37:03
Reporting Period:
2010-12-28
Filing Date:
2010-12-29
Accepted Time:
2010-12-29 16:37:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143155 Hampton Roads Bankshares Inc HMPR National Commercial Banks (6021) 542053718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427002 Dbd Cayman, Ltd. C/O The Carlyle Group
1001 Pennsylvania Ave, Nw, Ste 220 S
Washington DC 20004-2505
No No Yes No
1459899 Tcg Holdings Cayman Ii, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave, Nw, Ste 220 S
Washington DC 20004-2505
No No Yes No
1475444 Tc Group Cayman Investment Holdings, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave, Nw, Ste 220 S
Washington DC 20004-2505
No No Yes No
1502381 Tcg Financial Services, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave, Nw, Ste 220 S
Washington DC 20004-2505
No No Yes No
1502382 Carlyle Financial Services, Ltd. C/O The Carlyle Group
1001 Pennsylvania Ave, Nw, Ste 220 S
Washington DC 20004-2505
No No Yes No
1502383 Carlyle Financial Services Harbor, L.p. C/O The Carlyle Group
1001 Pennsylvania Avenue, Nw
Washington DC 20004-2505
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-12-28 31,810,350 $0.40 196,767,315 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. DBD Cayman, Ltd. is the general partner of TCG Holdings Cayman II, L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services Harbor, L.P. Each of DBD Cayman, Ltd., TCG Holdings Cayman II, L.P., TC Group Cayman Investment Holdings, L.P., Carlyle Financial Services, Ltd. and TCG Financial Services, L.P. disclaims beneficial ownership of the shares of common stock of the issuer and this statement shall not be deemed an admission that such person is the beneficial owner of, or has any pecuniary interest in, such shares for any purpose.
  2. William E. Conway, Jr., Daniel A. D'Aniello, David M. Rubenstein and Glenn Youngkin are the directors of Carlyle Financial Services, Ltd. and, in such capacity, may be deemed to share beneficial ownership of the shares of common stock of the issuer beneficially owned by Carlyle Financial Services, Ltd. Such individuals, in their capacities as directors, expressly disclaim any such beneficial ownership.
  3. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein are the Class A members as well as the directors of DBD Cayman, Ltd. and, in such capacities, may be deemed to share beneficial ownership of the shares of common stock of the issuer beneficially owned by DBD Cayman, Ltd. The Class A members control DBD Cayman, Ltd. based on a majority vote. Such individuals, in their capacities as Class A members and as directors, expressly disclaim any such beneficial ownership.