Filing Details

Accession Number:
0001181431-10-064030
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-29 16:01:36
Reporting Period:
2009-09-03
Filing Date:
2010-12-29
Accepted Time:
2010-12-29 16:01:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
704532 Nanometrics Inc NANO Measuring & Controlling Devices, Nec (3829) 942276314
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1369076 A Bruce Crawford C/O Nanometrics, Inc.
1550 Buckeye Drive
Milpitas CA 95035
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-27 1,389 $0.98 65,388 No 4 M Direct
Common Stock Acquisiton 2010-12-27 229 $7.50 65,617 No 4 M Direct
Common Stock Disposition 2010-12-27 1,618 $13.23 63,999 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2009-09-03 8,262 $0.00 8,262 $7.50
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2009-09-03 16,525 $0.00 16,525 $15.98
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-27 1,389 $0.00 1,389 $0.98
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-27 229 $0.00 229 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,262 2016-09-03 No 4 A Direct
0 2016-01-25 No 4 D Direct
15,278 2015-11-19 No 4 M Direct
4,820 2016-09-03 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010.
  2. One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012.
  3. The reporting person agreed to cancellation of an option granted to him on July 21, 2006, in exchange for a new option having a lower exercise price.
  4. The shares vest in three equal annual installments beginning on January 25, 2007.
  5. One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008).