Filing Details
- Accession Number:
- 0001140361-10-051444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-28 17:52:33
- Reporting Period:
- 2010-12-22
- Filing Date:
- 2010-12-28
- Accepted Time:
- 2010-12-28 17:52:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357971 | Energy Services Of America Corp | ESA | Water, Sewer, Pipeline, Comm & Power Line Construction (1623) | 204606266 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270979 | V Douglas Reynolds | 2450 First Avenue Huntington WV 25703 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-22 | 5,000 | $4.60 | 760,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-23 | 2,500 | $4.50 | 757,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-27 | 12,500 | $4.50 | 745,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-28 | 21,500 | $4.60 | 723,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $5.00 | 2011-08-29 | 76,924 | 76,924 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-08-29 | 76,924 | 76,924 | Direct |
Footnotes
- Each warrant is exercisable on the later of (i) the completion of a business combination with a target business; or (ii) August 29, 2007.