Filing Details

Accession Number:
0001209191-10-062741
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-28 15:55:09
Reporting Period:
2010-11-08
Filing Date:
2010-12-28
Accepted Time:
2010-12-28 15:55:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808064 C&D Technologies Inc CHP Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 133314599
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860662 Angelo Gordon & Co Lp/Ny 245 Park Avenue, 26Th Floor
New York NY 10167
No No Yes No
1064681 M John Angelo 245 Park Avenue, 26Th Floor
New York NY 10167
No No Yes No
1064682 L Michael Gordon 245 Park Avenue, 26Th Floor
New York NY 10167
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-23 345,029,647 $0.00 345,029,647 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 5.50% Convertible Senior Notes due 2026 Acquisiton 2010-11-08 0 $7,555,500.00 2,139,534 $4.84
Common Stock 5.50% Convertible Senior Notes due 2026 Disposition 2010-12-23 0 $0.00 5,498,706 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-11-15 No 4 P Indirect
0 2026-11-15 No 4 S Indirect
Footnotes
  1. The Reporting Persons disposed of all their 5.25% Convertible Senior Notes due 2025 and 5.50% Convertible Senior Notes due 2026 in exchange for 345,029,647 shares of common stock in an issuer exchange offer. The 5.25% Convertible Senior Notes were not exercisable within 60 days of the time of the exchange offer. In connection with the exchange offer, the Reporting Persons received 3,962.18 shares of common stock for each $1,000 in principal amount of its 5.25% Convertible Senior Notes that had a face value of $60,496,000. The Reporting Persons also received 3,959.91 shares of common stock for each $1,000 in principal amount of its 5.50% Convertible Senior Notes that had a face value of $26,600,000.
  2. These securities are held for the account of certain private investment funds for which Angelo, Gordon & Co., L.P. ("Angelo, Gordon") acts as investment adviser. John M. Angelo is a managing member of JAMG LLC, which is the general partner of AG Partners, L.P., which is the sole general partner of Angelo, Gordon. Mr. Angelo serves as the chief executive officer of Angelo, Gordon. Michael L. Gordon is the other managing member of JAMG LLC and is the chief operating officer of Angelo, Gordon.
  3. The filing of this statement shall not be deemed an admission that either John M. Angelo or Michael L. Gordon is the beneficial owner of any securities not held directly for his respective account for purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
  4. The 5.50% Convertible Senior Notes are immediately exercisable.
  5. These securities were held for the account of certain private investment funds for which Angelo, Gordon acts as investment adviser. John M. Angelo is a managing member of JAMG LLC, which is the general partner of AG Partners, L.P., which is the sole general partner of Angelo, Gordon. Mr. Angelo serves as the chief executive officer of Angelo, Gordon. Michael L. Gordon is the other managing member of JAMG LLC and is the chief operating officer of Angelo, Gordon.