Filing Details
- Accession Number:
- 0001209191-10-062741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-28 15:55:09
- Reporting Period:
- 2010-11-08
- Filing Date:
- 2010-12-28
- Accepted Time:
- 2010-12-28 15:55:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808064 | C&D Technologies Inc | CHP | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 133314599 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
860662 | Angelo Gordon & Co Lp/Ny | 245 Park Avenue, 26Th Floor New York NY 10167 | No | No | Yes | No | |
1064681 | M John Angelo | 245 Park Avenue, 26Th Floor New York NY 10167 | No | No | Yes | No | |
1064682 | L Michael Gordon | 245 Park Avenue, 26Th Floor New York NY 10167 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-23 | 345,029,647 | $0.00 | 345,029,647 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 5.50% Convertible Senior Notes due 2026 | Acquisiton | 2010-11-08 | 0 | $7,555,500.00 | 2,139,534 | $4.84 |
Common Stock | 5.50% Convertible Senior Notes due 2026 | Disposition | 2010-12-23 | 0 | $0.00 | 5,498,706 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2026-11-15 | No | 4 | P | Indirect | |
0 | 2026-11-15 | No | 4 | S | Indirect |
Footnotes
- The Reporting Persons disposed of all their 5.25% Convertible Senior Notes due 2025 and 5.50% Convertible Senior Notes due 2026 in exchange for 345,029,647 shares of common stock in an issuer exchange offer. The 5.25% Convertible Senior Notes were not exercisable within 60 days of the time of the exchange offer. In connection with the exchange offer, the Reporting Persons received 3,962.18 shares of common stock for each $1,000 in principal amount of its 5.25% Convertible Senior Notes that had a face value of $60,496,000. The Reporting Persons also received 3,959.91 shares of common stock for each $1,000 in principal amount of its 5.50% Convertible Senior Notes that had a face value of $26,600,000.
- These securities are held for the account of certain private investment funds for which Angelo, Gordon & Co., L.P. ("Angelo, Gordon") acts as investment adviser. John M. Angelo is a managing member of JAMG LLC, which is the general partner of AG Partners, L.P., which is the sole general partner of Angelo, Gordon. Mr. Angelo serves as the chief executive officer of Angelo, Gordon. Michael L. Gordon is the other managing member of JAMG LLC and is the chief operating officer of Angelo, Gordon.
- The filing of this statement shall not be deemed an admission that either John M. Angelo or Michael L. Gordon is the beneficial owner of any securities not held directly for his respective account for purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
- The 5.50% Convertible Senior Notes are immediately exercisable.
- These securities were held for the account of certain private investment funds for which Angelo, Gordon acts as investment adviser. John M. Angelo is a managing member of JAMG LLC, which is the general partner of AG Partners, L.P., which is the sole general partner of Angelo, Gordon. Mr. Angelo serves as the chief executive officer of Angelo, Gordon. Michael L. Gordon is the other managing member of JAMG LLC and is the chief operating officer of Angelo, Gordon.