Filing Details
- Accession Number:
- 0001209191-10-062589
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-27 14:51:28
- Reporting Period:
- 2010-12-23
- Filing Date:
- 2010-12-27
- Accepted Time:
- 2010-12-27 14:51:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1098146 | Patriot National Bancorp Inc | PNBK | National Commercial Banks (6021) | 061559137 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343583 | Christopher Maher | C/O Patriot National Bancorp, Inc. 900 Bedford Street Stamford CT 06901 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-23 | 9,936 | $1.90 | 9,936 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-12-23 | 64 | $1.90 | 10,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-12-23 | 1,000 | $2.04 | 11,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $2.20 | 2020-10-25 | 750,000 | 750,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-10-25 | 750,000 | 750,000 | Direct |
Footnotes
- The option becomes excercisable as to 20% of the underlying shares on an annual basis for five years beginning on October 15, 2011.