Filing Details

Accession Number:
0001181431-10-063551
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-23 18:21:30
Reporting Period:
2010-12-20
Filing Date:
2010-12-23
Accepted Time:
2010-12-23 18:21:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
704532 Nanometrics Inc NANO Measuring & Controlling Devices, Nec (3829) 942276314
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1369076 A Bruce Crawford C/O Nanometrics, Inc.
1550 Buckeye Drive
Milpitas CA 95035
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-20 18,072 $8.89 82,071 No 4 M Direct
Common Stock Acquisiton 2010-12-20 4,167 $0.98 86,238 No 4 M Direct
Common Stock Acquisiton 2010-12-20 2,222 $1.17 88,460 No 4 M Direct
Common Stock Acquisiton 2010-12-20 459 $7.50 88,919 No 4 M Direct
Common Stock Disposition 2010-12-20 24,920 $13.00 63,999 No 4 S Direct
Common Stock Acquisiton 2010-12-21 3,722 $8.89 67,721 No 4 M Direct
Common Stock Acquisiton 2010-12-21 4,864 $8.55 72,585 No 4 M Direct
Common Stock Acquisiton 2010-12-21 12,500 $6.25 85,085 No 4 M Direct
Common Stock Acquisiton 2010-12-21 2,754 $7.50 87,839 No 4 M Direct
Common Stock Disposition 2010-12-21 23,840 $13.00 63,999 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-20 10,329 $0.00 10,329 $8.89
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-20 4,648 $0.00 4,684 $8.89
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-20 3,095 $0.00 3,095 $8.89
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-20 4,167 $0.00 4,167 $0.98
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-20 2,222 $0.00 2,222 $1.17
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-20 459 $0.00 459 $7.50
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-21 2,066 $0.00 2,066 $8.89
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-21 1,656 $0.00 1,656 $8.89
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-21 4,864 $0.00 4,864 $8.55
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-21 6,250 $0.00 6,250 $6.25
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-21 6,250 $0.00 6,250 $6.25
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-21 2,754 $0.00 2,754 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-24 No 4 M Direct
0 2013-07-24 No 4 M Direct
1,656 2013-07-24 No 4 M Direct
16,667 2015-11-19 No 4 M Direct
8,334 2016-02-25 No 4 M Direct
7,803 2016-09-03 No 4 M Direct
0 2013-07-24 No 4 M Direct
0 2013-07-24 No 4 M Direct
0 2013-11-30 No 4 M Direct
0 2014-06-08 No 4 M Direct
0 2016-02-25 No 4 M Direct
5,049 2016-09-03 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010.
  2. On the date of grant, 3,012 shares were fully vested with the remaining shares vesting at a rate of one forty-eighth per month until fully vested on April 28, 2009.
  3. On the date of grant, 1,649 shares were fully vested with the remaining shares vesting at a rate of one forty-eighth per month until fully vested on February 18, 2009.
  4. On the date of grant, 2,970 shares were fully vested with the remaining shares vesting at a rate of one forty-eighth per month until fully vested on January 22, 2008.
  5. One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008).
  6. One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (February 25, 2009).
  7. One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012.
  8. The option is fully vested on the date of grant.
  9. Shares vest and become exercisable in three equal annual installments beginning on November 30, 2007.
  10. On June 8, 2007, the reporting person was granted an option to purchase 25,000 shares of common stock. Twenty-five percent of the shares subject to the option shall begin vesting ratably monthly over a two-year period based on Nanometric's satisfaction of certain performance criteria for each of the second, third and fourth fiscal quarters of 2007 and the second, third and fourth fiscal quarters combined. The performance criteria for the second fiscal quarter were satisfied on August 1, 2007, resulting in the vesting commencement of 6,250 shares on that date.