Filing Details
- Accession Number:
- 0001181431-10-063551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-23 18:21:30
- Reporting Period:
- 2010-12-20
- Filing Date:
- 2010-12-23
- Accepted Time:
- 2010-12-23 18:21:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1369076 | A Bruce Crawford | C/O Nanometrics, Inc. 1550 Buckeye Drive Milpitas CA 95035 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-20 | 18,072 | $8.89 | 82,071 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-20 | 4,167 | $0.98 | 86,238 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-20 | 2,222 | $1.17 | 88,460 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-20 | 459 | $7.50 | 88,919 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-20 | 24,920 | $13.00 | 63,999 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-21 | 3,722 | $8.89 | 67,721 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-21 | 4,864 | $8.55 | 72,585 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-21 | 12,500 | $6.25 | 85,085 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-21 | 2,754 | $7.50 | 87,839 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-21 | 23,840 | $13.00 | 63,999 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-20 | 10,329 | $0.00 | 10,329 | $8.89 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-20 | 4,648 | $0.00 | 4,684 | $8.89 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-20 | 3,095 | $0.00 | 3,095 | $8.89 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-20 | 4,167 | $0.00 | 4,167 | $0.98 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-20 | 2,222 | $0.00 | 2,222 | $1.17 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-20 | 459 | $0.00 | 459 | $7.50 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-21 | 2,066 | $0.00 | 2,066 | $8.89 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-21 | 1,656 | $0.00 | 1,656 | $8.89 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-21 | 4,864 | $0.00 | 4,864 | $8.55 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-21 | 6,250 | $0.00 | 6,250 | $6.25 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-21 | 6,250 | $0.00 | 6,250 | $6.25 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-21 | 2,754 | $0.00 | 2,754 | $7.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-07-24 | No | 4 | M | Direct | |
0 | 2013-07-24 | No | 4 | M | Direct | |
1,656 | 2013-07-24 | No | 4 | M | Direct | |
16,667 | 2015-11-19 | No | 4 | M | Direct | |
8,334 | 2016-02-25 | No | 4 | M | Direct | |
7,803 | 2016-09-03 | No | 4 | M | Direct | |
0 | 2013-07-24 | No | 4 | M | Direct | |
0 | 2013-07-24 | No | 4 | M | Direct | |
0 | 2013-11-30 | No | 4 | M | Direct | |
0 | 2014-06-08 | No | 4 | M | Direct | |
0 | 2016-02-25 | No | 4 | M | Direct | |
5,049 | 2016-09-03 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010.
- On the date of grant, 3,012 shares were fully vested with the remaining shares vesting at a rate of one forty-eighth per month until fully vested on April 28, 2009.
- On the date of grant, 1,649 shares were fully vested with the remaining shares vesting at a rate of one forty-eighth per month until fully vested on February 18, 2009.
- On the date of grant, 2,970 shares were fully vested with the remaining shares vesting at a rate of one forty-eighth per month until fully vested on January 22, 2008.
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008).
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (February 25, 2009).
- One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012.
- The option is fully vested on the date of grant.
- Shares vest and become exercisable in three equal annual installments beginning on November 30, 2007.
- On June 8, 2007, the reporting person was granted an option to purchase 25,000 shares of common stock. Twenty-five percent of the shares subject to the option shall begin vesting ratably monthly over a two-year period based on Nanometric's satisfaction of certain performance criteria for each of the second, third and fourth fiscal quarters of 2007 and the second, third and fourth fiscal quarters combined. The performance criteria for the second fiscal quarter were satisfied on August 1, 2007, resulting in the vesting commencement of 6,250 shares on that date.