Filing Details

Accession Number:
0000927089-10-000330
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-23 16:50:00
Reporting Period:
2010-12-21
Filing Date:
2010-12-23
Accepted Time:
2010-12-23 16:50:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc CFFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222808 Joe R Aleshire 700 S Kansas Avenue
Topeka KS 66603
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-21 5,000 $10.00 5,000 No 4 P Direct
Common Stock Acquisiton 2010-12-21 384,829 $0.00 389,829 No 4 J Direct
Common Stock Acquisiton 2010-12-21 40,803 $0.00 40,803 No 4 J Indirect By Spouse
Common Stock Acquisiton 2010-12-21 8,642 $0.00 8,642 No 4 J Indirect ESOP
Common Stock Acquisiton 2010-12-21 226 $0.00 226 No 4 J Indirect Custodian for Child 1
Common Stock Acquisiton 2010-12-21 565 $0.00 565 No 4 J Indirect Custodian for Child 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Direct
No 4 J Indirect By Spouse
No 4 J Indirect ESOP
No 4 J Indirect Custodian for Child 1
No 4 J Indirect Custodian for Child 2
Footnotes
  1. In accordance with the Plan of Conversion and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding share of common stock of Capitol Federal Financial was exchanged for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock.