Filing Details
- Accession Number:
- 0000927089-10-000330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-23 16:50:00
- Reporting Period:
- 2010-12-21
- Filing Date:
- 2010-12-23
- Accepted Time:
- 2010-12-23 16:50:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490906 | Capitol Federal Financial Inc | CFFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222808 | Joe R Aleshire | 700 S Kansas Avenue Topeka KS 66603 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-21 | 5,000 | $10.00 | 5,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-12-21 | 384,829 | $0.00 | 389,829 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2010-12-21 | 40,803 | $0.00 | 40,803 | No | 4 | J | Indirect | By Spouse |
Common Stock | Acquisiton | 2010-12-21 | 8,642 | $0.00 | 8,642 | No | 4 | J | Indirect | ESOP |
Common Stock | Acquisiton | 2010-12-21 | 226 | $0.00 | 226 | No | 4 | J | Indirect | Custodian for Child 1 |
Common Stock | Acquisiton | 2010-12-21 | 565 | $0.00 | 565 | No | 4 | J | Indirect | Custodian for Child 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | By Spouse |
No | 4 | J | Indirect | ESOP |
No | 4 | J | Indirect | Custodian for Child 1 |
No | 4 | J | Indirect | Custodian for Child 2 |
Footnotes
- In accordance with the Plan of Conversion and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding share of common stock of Capitol Federal Financial was exchanged for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock.