Filing Details
- Accession Number:
- 0001104659-10-064169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-23 13:17:03
- Reporting Period:
- 2010-12-22
- Filing Date:
- 2010-12-23
- Accepted Time:
- 2010-12-23 13:17:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1116230 | Dan Maydan | C/O Infinera Corporation 169 Java Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-22 | 4,167 | $7.45 | 4,167 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-22 | 4,167 | $10.64 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified stock option (right to buy) | Disposition | 2010-12-22 | 4,167 | $0.00 | 4,167 | $7.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | 2019-08-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 54,597 | Indirect | See footnote |
Common Stock | 13,803 | Indirect | See footnote |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2010.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $10.59 to $10.74 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held directly by the Maydan Marital Share One UAD 05/06/00 for which the Reporting Person serves as trustee.
- Shares held directly by the Dan Maydan 1981 Marital Share 1 U/A DTD 03/26/81 for which the Reporting Person serves as trustee.
- The option, representing a right to purchase a total of 100,000 shares, vests in twenty-four equal monthly installments beginning on September 10, 2009.