Filing Details

Accession Number:
0001209191-10-044632
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-31 17:30:43
Reporting Period:
2010-08-27
Filing Date:
2010-08-31
Accepted Time:
2010-08-31 17:30:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
352747 Unigene Laboratories Inc UGNE Medicinal Chemicals & Botanical Products (2833) 222328609
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413810 N Richard Levy C/O Victory Park Capital Advisors, Llc
227 West Monroe Street, Suite 3900
Chicago IL 60606
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-27 176,633 $0.65 8,822,447 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-08-30 18,917 $0.68 8,841,364 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-08-31 50,000 $0.70 8,891,364 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions (all on August 27, 2010) at prices ranging from $0.61 to $0.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. All of the reported securities are beneficially owned directly by Victory Park Credit Opportunities Master Fund, Ltd. (the "Fund") and indirectly by (i) Victory Park Capital Advisors, LLC as the investment manager for the Fund, (ii) Jacob Capital, L.L.C., as the manager of Victory Park Capital Advisors, LLC, and (iii) Richard Levy, as the sole member of Jacob Capital, L.L.C. Richard Levy disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions (all on August 30, 2010) at prices ranging from $0.65 to $0.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.