Filing Details
- Accession Number:
- 0001209191-10-044632
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-31 17:30:43
- Reporting Period:
- 2010-08-27
- Filing Date:
- 2010-08-31
- Accepted Time:
- 2010-08-31 17:30:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
352747 | Unigene Laboratories Inc | UGNE | Medicinal Chemicals & Botanical Products (2833) | 222328609 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413810 | N Richard Levy | C/O Victory Park Capital Advisors, Llc 227 West Monroe Street, Suite 3900 Chicago IL 60606 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-27 | 176,633 | $0.65 | 8,822,447 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-08-30 | 18,917 | $0.68 | 8,841,364 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-08-31 | 50,000 | $0.70 | 8,891,364 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions (all on August 27, 2010) at prices ranging from $0.61 to $0.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- All of the reported securities are beneficially owned directly by Victory Park Credit Opportunities Master Fund, Ltd. (the "Fund") and indirectly by (i) Victory Park Capital Advisors, LLC as the investment manager for the Fund, (ii) Jacob Capital, L.L.C., as the manager of Victory Park Capital Advisors, LLC, and (iii) Richard Levy, as the sole member of Jacob Capital, L.L.C. Richard Levy disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions (all on August 30, 2010) at prices ranging from $0.65 to $0.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.