Filing Details
- Accession Number:
- 0001218326-10-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 18:29:03
- Reporting Period:
- 2010-12-20
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 18:29:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1121357 | Philip Quigley | One Wayside Road Burlington MA 01803 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-21 | 300 | $18.45 | 86,817 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 1,000 | $18.45 | 85,817 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 800 | $18.44 | 85,017 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 1,000 | $18.45 | 84,017 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 1,300 | $18.45 | 82,717 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 100 | $18.46 | 82,617 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 4,500 | $18.46 | 78,117 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 500 | $18.46 | 77,617 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 2,500 | $18.48 | 75,117 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 1,100 | $18.47 | 74,017 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-21 | 2,800 | $18.47 | 71,217 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-21 | 12,181 | $3.60 | 83,398 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-21 | 53,398 | $0.00 | 30,000 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2010-12-21 | 53,398 | $0.00 | 88,788 | No | 4 | G | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-20 | 60,995 | $0.00 | 60,995 | $1.88 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-20 | 24,398 | $0.00 | 24,398 | $2.09 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-20 | 12,217 | $0.00 | 12,217 | $3.60 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-21 | 12,181 | $0.00 | 12,181 | $3.60 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-21 | 50,000 | $0.00 | 50,000 | $4.95 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-21 | 24,398 | $0.00 | 24,398 | $5.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-09-15 | 2013-02-13 | No | 4 | M | Direct |
0 | 2005-09-15 | 2012-11-18 | No | 4 | M | Direct |
12,181 | 2005-09-15 | 2014-12-02 | No | 4 | M | Direct |
0 | 2005-09-15 | 2014-12-02 | No | 4 | M | Direct |
0 | 2006-09-15 | 2015-09-15 | No | 4 | M | Direct |
0 | 2005-09-15 | 2013-11-12 | No | 4 | M | Direct |
Footnotes
- The options were assumed per the merger agreement with Nuance Communications and were converted at an exchange ratio of 1.21990 for each option outstanding on 9/15/05. As of the date of merger, 100% of the options were exercisable under this award.
- The options were assumed per the merger agreement with Nuance Communications and were converted at an exchange ratio of 1.21990 for each option outstanding on 9/15/05. As of the date of merger, 18,298 of the options were vested, 2,034 vest on 10/2/05, 2,032 vest on 11/2/05 and 2,034 vest on 12/2/05.
- The shares vest at 25% annually, commencing one year after the date of grant.