Filing Details
- Accession Number:
- 0001140361-10-051079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 18:20:52
- Reporting Period:
- 2010-12-22
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 18:20:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495925 | Fortegra Financial Corp | FRF | Insurance Agents, Brokers & Service (6411) | 581461399 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507314 | S. Robert Fullington | C/O Fortegra Financial Corporation 100 West Bay Street Jacksonville FL 32202 | Evp & Pres., Consecta | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-12-22 | 1,293 | $0.00 | 58,251 | No | 4 | C | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-12-22 | 28,435 | $11.00 | 29,816 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-12-22 | 2,107 | $0.00 | 2,107 | No | 4 | C | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Class A Common Stock, par value $0.01 per share | Disposition | 2010-12-22 | 246 | $0.00 | 1,293 | $0.00 |
| Common Stock | Class A Common Stock, par value $0.01 per share | Disposition | 2010-12-22 | 401 | $0.00 | 2,107 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 15,750 | Indirect | See footnote |
| Common Stock, Par Value $0.01 Per Share | 15,750 | Indirect | See footnote |
Footnotes
- Shares held by Fortegra Financial Corporation in a trust for the benefit of the reporting person.
- Held by the Robert S. Fullington Grantor Retained Annuity Trust.
- Held by the Robert S. Fullington GRAT II.
- The Class A Common Stock converted into Common Stock of Fortegra Financial Corporation on a 1 for 5.25 basis immediately prior to the consummation of the initial public offering and had no expiration date.
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