Filing Details
- Accession Number:
- 0001061060-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 16:54:03
- Reporting Period:
- 2010-12-20
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 16:54:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883107 | Nanophase Technologies Corporation | NANX | Miscellaneous Primary Metal Products (3390) | 363687863 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061060 | Spurgeon Corp | 407 S. Third Street Suite 230 Geneva IL 60134 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-20 | 590,000 | $1.07 | 3,573,920 | No | 4 | S | Indirect | * |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | * |
Footnotes
- As a result of the transaction reported herein, Spurgeon Corporation is an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 3,573,920 shares, and as General Partner of Grace Investments, Ltd., of 300,000 shares.