Filing Details
- Accession Number:
- 0000933430-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 16:47:00
- Reporting Period:
- 2010-12-20
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 16:47:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883107 | Nanophase Technologies Corporation | NANX | Miscellaneous Primary Metal Products (3390) | 363687863 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 933430 | T Bradford Whitmore | 1560 Sherman Ave Suite 900 Evanston IL 60201 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-20 | 590,000 | $1.07 | 1,014,387 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2010-12-20 | 590,000 | $1.07 | 3,573,920 | No | 4 | S | Indirect | * |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Indirect | * |
Footnotes
- As a result of the transaction reported herein, Bradford T. Whitmore directly owns 1,014,387 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 3,573,920 shares, and General Partner of Grace Investments, Ltd., of 300,000 shares.
- Bradford T. Whimtore purchased 590,000 shares from Grace Brothers, Ltd. in a private transaction.
Billionaire Hedge Funds
