Filing Details
- Accession Number:
- 0001209191-10-062237
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 16:26:05
- Reporting Period:
- 2010-12-17
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 16:26:05
- Original Submission Date:
- 2010-12-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132859 | Kevin Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
1268474 | Trust Family Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
1268475 | Trust Descendants Irrevocable Douglas Jean & James | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
1268476 | Iii E James Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
1348445 | Michelle Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-17 | 34,000 | $28.87 | 1,048,232 | No | 4 | P | Indirect | By Douglas Family Trust |
Common Stock | Acquisiton | 2010-12-17 | 20,000 | $28.87 | 632,010 | No | 4 | P | Indirect | By James E Douglas III |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Douglas Family Trust |
No | 4 | P | Indirect | By James E Douglas III |
Footnotes
- Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
- These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. The purchase of these shares was reported on the initial Form 4 filed on December 21, 2010, however, the date of purchase was incorrectly reported as being made on 11/11/2010.
- These shares are held directly by James E. Douglas III and indirectly by Kevin Douglas. The purchase of these shares was reported on the initial Form 4 filed on December 21, 2010, however, the date of purchase was incorrectly reported as being made on 11/11/2010.