Filing Details
- Accession Number:
- 0001123292-10-000853
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 16:17:40
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 16:17:40
- Original Submission Date:
- 2010-12-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1497770 | Walker & Dunlop Inc. | WD | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503841 | M William Walker | C/O Walker &Amp; Dunlop, Inc. 7501 Wisconsin Avenue, Suite 1200 Bethesda MD 20814 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-15 | 100 | $10.00 | 200 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-12-16 | 10,000 | $9.93 | 10,200 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This amended Form 4 is being filed to correct the Transaction Code. The original Form 4 filed on December 17, 2010 incorrectly reflected a Transaction Code of "A", rather than "P" for open market purchases.
- Represents an average sale price of $9.93, with individual sale prices ranging from $9.91 to $9.95. If necessary, Mr. Walker will supply details of individual sale allotments.
- Includes 100 shares of common stock in Walker & Dunlop, Inc. (the "Company") that were issued to Mr. Walker on July 29, 2010 in connection with the formation and initial capitalization of the Company. Concurrently with the closing of the Company's initial public offering and formation transactions, the Company will redeem its initial capitalization shares for the purchase price of $100.
- Concurrently with the closing of the Company's initial public offering, Mr. Walker will receive shares of common stock in the Company in connection with the formation transactions and shares of restricted common stock, vesting ratably on each anniversary date of grant over the next three years, under the Company's 2010 Equity Incentive Plan.