Filing Details
- Accession Number:
- 0001127602-10-031442
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 16:13:49
- Reporting Period:
- 2010-12-20
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 16:13:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874761 | Aes Corp | AES | Cogeneration Services & Small Power Producers (4991) | 541163725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1394436 | Mark Woodruff | 4300 Wilson Boulevard Arlington VA 22203 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-20 | 7,487 | $2.83 | 19,711 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-20 | 7,487 | $11.74 | 12,224 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-20 | 15,555 | $8.97 | 27,779 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-20 | 15,555 | $11.74 | 12,224 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-20 | 7,487 | $0.00 | 7,487 | $2.83 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-20 | 15,555 | $0.00 | 15,555 | $8.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-01 | No | 4 | M | Direct | |
| 0 | 2014-02-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 45,381 | Indirect | By 401(k) Plan |
Footnotes
- Immediately exercisable.
Billionaire Hedge Funds
