Filing Details
- Accession Number:
- 0001144204-10-067853
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 16:01:12
- Reporting Period:
- 2010-12-16
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 16:01:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895642 | Ener1 Inc | HEV | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 592479377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1427966 | Naoki Ota | C/O Ener1, Inc. 1540 Broadway Suite 25C New York NY US 10036 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-16 | 30,000 | $4.24 | 12,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2010-12-16 | 42,400 | $0.00 | 42,400 | $1.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
460,672 | 2006-12-21 | 2011-12-11 | No | 4 | M | Direct |