Filing Details
- Accession Number:
- 0001249028-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 15:34:01
- Reporting Period:
- 2010-12-21
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 15:34:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791963 | Oppenheimer Holdings Inc | OPY | Security Brokers, Dealers & Flotation Companies (6211) | 980080034 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249028 | Richard Crystal | 41 Black Birch Ln Scarsdale NY 10583 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Non Voting Common Stock | Acquisiton | 2010-12-21 | 2,000 | $19.99 | 7,800 | No | 4 | M | Direct | |
| Class A Non Voting Common Stock | Disposition | 2010-12-21 | 1,000 | $26.85 | 6,800 | No | 4 | S | Direct | |
| Class A Non Voting Common Stock | Disposition | 2010-12-22 | 1,000 | $26.85 | 5,800 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Non-Voting Common Stock | Options on Class A non-voting common stock | Disposition | 2010-12-21 | 2,000 | $19.99 | 2,000 | $19.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2008-01-02 | 2011-01-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Non Voting Common Stock | Options on Class A non-voting common stock | $33.40 | 2008-12-31 | 2011-12-31 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-12-31 | 5,000 | 5,000 | Direct |
Billionaire Hedge Funds
