Filing Details
- Accession Number:
- 0001435871-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 11:24:35
- Reporting Period:
- 2010-12-21
- Filing Date:
- 2010-12-22
- Accepted Time:
- 2010-12-22 11:24:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874501 | Ambac Financial Group Inc | ABK | Surety Insurance (6351) | 133621676 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435871 | Diana Adams | Ambac Financial Group, Inc. One State Street Plaza New York NY 10004 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-21 | 5,678 | $0.11 | 13,124 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 0 | Indirect | Savings Plan Trust |
Footnotes
- As a result of the Compensation Committee's decision to amend the Plan to eliminate the Ambac Financial Group Stock Fund (the "Stock Fund") as an investment option under the SIP, all securities held by the Stock Fund were sold on December 10, 2010, including shares of the Reporting Person held in the Stock Fund.