Filing Details
- Accession Number:
- 0001140361-10-050801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-21 16:50:46
- Reporting Period:
- 2010-12-21
- Filing Date:
- 2010-12-21
- Accepted Time:
- 2010-12-21 16:50:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441849 | Cloud Peak Energy Inc. | CLD | Bituminous Coal & Lignite Surface Mining (1221) | 263088162 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
863064 | Plc Tinto Rio | 2 Eastbourne Terrace London X0 W2 6LG | Yes | No | Yes | No | |
865109 | Rio Tinto America Inc | 4700 Daybreak Parkway South Jordan UT 84095 | Yes | No | Yes | No | |
1212357 | Rio Tinto America Holdings Inc | 4700 Daybreak Parkway South Jordan UT 84095 | Yes | No | Yes | No | |
1476850 | Rio Tinto Energy America Inc | 4700 Daybreak Parkway South Jordan UT 84095 | Yes | No | Yes | No | |
1476851 | Ltd Holdings European Tinto Rio | 2 Eastbourne Terrace London X0 W2 6LG | Yes | No | Yes | No | |
1476852 | Ltd Holdings Western Tinto Rio | 2 Eastbourne Terrace London X0 W2 6LG | Yes | No | Yes | No | |
1476980 | Kennecott Management Services Co | 4700 Daybreak Parkway South Jordan UT 84095 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-21 | 29,400,000 | $0.00 | 29,400,000 | No | 4 | C | Indirect | See footnote |
Common Stock | Disposition | 2010-12-21 | 29,400,000 | $19.50 | 0 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share, Of Cld | Common Membership Units | Disposition | 2010-12-21 | 29,400,000 | $0.00 | 29,400,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- For text of footnote 1, see Exhibit 99.1.
- For text of footnote 2, see Exhibit 99.1.