Filing Details

Accession Number:
0001420506-10-000405
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-21 16:36:11
Reporting Period:
2010-12-16
Filing Date:
2010-12-21
Accepted Time:
2010-12-21 16:36:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1020859 United Natural Foods Inc UNFI Wholesale-Groceries, General Line (5141) 050376157
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240671 B Thomas Simone 313 Iron Horse Way
Providence RI 02908
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-17 26,600 $28.14 26,600 No 4 M Direct
Common Stock Acquisiton 2010-12-17 9,000 $24.54 35,600 No 4 M Direct
Common Stock Acquisiton 2010-12-17 3,080 $24.30 38,680 No 4 M Direct
Common Stock Disposition 2010-12-17 38,680 $37.32 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2010-12-16 1,599 $0.00 1,599 $0.00
Common Stock Phantom Stock Acquisiton 2010-12-16 1,599 $0.00 1,599 $0.00
Common Stock Stock option (right to buy) Disposition 2010-12-17 26,600 $0.00 26,600 $28.14
Common Stock Stock option (right to buy) Disposition 2010-12-17 9,000 $0.00 9,000 $24.54
Common Stock Stock option (right to buy) Disposition 2010-12-17 3,080 $0.00 3,080 $24.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 D Direct
33,596 No 4 A Direct
0 2014-12-01 No 4 M Direct
0 2018-09-16 No 4 M Direct
0 2019-09-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,000 Indirect See footnote
Footnotes
  1. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
  2. The vesting of the last traunch of Mr. Simone's restricted stock units granted on September 11, 2009 were accelerated upon his retirement from our Board of Directors on December 16, 2010.
  3. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan and United Natural Foods, Inc. Deferred Stock Plan.
  4. Mr. Simone had previously elected to defer 100% of any restricted stock units granted during 2009 to the Company's Deferred Compensation Plan upon vesting.
  5. The stock options normally vest and become exercisable in three equal annual installments beginning on the date of grant, and expire on the tenth anniversary of the date of grant. The vesting of the last traunch of Mr. Simone's stock options granted on September 11, 2009 were accelerated upon his retirement from our Board of Directors on December 16, 2010.
  6. The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $37.230 to $37.430.
  7. Shares held by the Thomas B. Simone and Shirley A. Simone 1990 Family Trust Agreement.
  8. The stock options vest and become exercisable in three equal annual installments beginning on the date of grant, and expire on the tenth anniversary of the date of grant.