Filing Details
- Accession Number:
- 0001420506-10-000405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-21 16:36:11
- Reporting Period:
- 2010-12-16
- Filing Date:
- 2010-12-21
- Accepted Time:
- 2010-12-21 16:36:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240671 | B Thomas Simone | 313 Iron Horse Way Providence RI 02908 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-17 | 26,600 | $28.14 | 26,600 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-17 | 9,000 | $24.54 | 35,600 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-17 | 3,080 | $24.30 | 38,680 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-17 | 38,680 | $37.32 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2010-12-16 | 1,599 | $0.00 | 1,599 | $0.00 |
Common Stock | Phantom Stock | Acquisiton | 2010-12-16 | 1,599 | $0.00 | 1,599 | $0.00 |
Common Stock | Stock option (right to buy) | Disposition | 2010-12-17 | 26,600 | $0.00 | 26,600 | $28.14 |
Common Stock | Stock option (right to buy) | Disposition | 2010-12-17 | 9,000 | $0.00 | 9,000 | $24.54 |
Common Stock | Stock option (right to buy) | Disposition | 2010-12-17 | 3,080 | $0.00 | 3,080 | $24.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | D | Direct | ||
33,596 | No | 4 | A | Direct | ||
0 | 2014-12-01 | No | 4 | M | Direct | |
0 | 2018-09-16 | No | 4 | M | Direct | |
0 | 2019-09-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,000 | Indirect | See footnote |
Footnotes
- Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- The vesting of the last traunch of Mr. Simone's restricted stock units granted on September 11, 2009 were accelerated upon his retirement from our Board of Directors on December 16, 2010.
- The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan and United Natural Foods, Inc. Deferred Stock Plan.
- Mr. Simone had previously elected to defer 100% of any restricted stock units granted during 2009 to the Company's Deferred Compensation Plan upon vesting.
- The stock options normally vest and become exercisable in three equal annual installments beginning on the date of grant, and expire on the tenth anniversary of the date of grant. The vesting of the last traunch of Mr. Simone's stock options granted on September 11, 2009 were accelerated upon his retirement from our Board of Directors on December 16, 2010.
- The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $37.230 to $37.430.
- Shares held by the Thomas B. Simone and Shirley A. Simone 1990 Family Trust Agreement.
- The stock options vest and become exercisable in three equal annual installments beginning on the date of grant, and expire on the tenth anniversary of the date of grant.