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Home > Insider Trading > Filing (0001019687-10-004487)

Filing Details

Accession Number:: 0001019687-10-004487
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-12-21 15:04:39
Reporting Period:: 2010-12-17

Filing Date:: 2010-12-21
Accepted Time:: 2010-12-21 15:04:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1355790	International Stem Cell Corp	ISCO.OB	Pharmaceutical Preparations (2834)	204494098

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1309849	Brian Lundstrom	C/O International Stem Cell Corp. 2595 Jason Court Oceanside, CA 92056	President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-12-17	150,000	$0.62	150,000	No	4	M	Direct
Common Stock	Disposition	2010-12-17	150,000	$2.18	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2010-12-17	150,000	$0.00	150,000	$0.62

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,850,000		2019-11-05	No	4	M	Direct

Footnotes

Sold Pursuant to a 10b5-1 Sales Plan dated: 10/29/2010.
Option issued for 3,000,000 shares on 11/5/2009. 180,000 shares vested after 6 months, For the next six months an additional 30,000 shares per month will vest; at the end of 12 months and additional 360,000 shares will vest, thereafter all previously unvested shares will continue to vest at a rate of 60,000 shares per month until fully vested.