Filing Details
- Accession Number:
- 0001209191-10-061924
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-12-21 13:40:37
- Reporting Period:
- 2010-11-11
- Filing Date:
- 2010-12-21
- Accepted Time:
- 2010-12-21 13:40:37
- Original Submission Date:
- 2010-11-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1132859 | Kevin Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
| 1268474 | Trust Family Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
| 1268475 | Trust Descendants Irrevocable Douglas Jean & James | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
| 1268476 | Iii E James Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
| 1348445 | Michelle Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-11-11 | 120,000 | $35.50 | 2,629,328 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-11-11 | 99,000 | $35.50 | 1,846,930 | No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
Footnotes
- These shares are held directly and jointly by Kevin Douglas and Michelle Douglas. Beneficial ownership of these shares by Kevin Douglas was previously reported on the Form 4 filed on November 12, 2010 which is amended by this Form 4/A.
- Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
- These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. Beneficial ownership of these shares by Kevin Douglas and the Trust was previously reported on the Form 4 filed on November 12, 2010 which is amended by this Form 4/A.This amendment is being filed solely to reflect Michelle Douglas's beneficial ownership of the shares as a 10% shareholder.
Billionaire Hedge Funds
