Filing Details
- Accession Number:
- 0001209191-10-061880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-21 11:21:08
- Reporting Period:
- 2010-12-20
- Filing Date:
- 2010-12-21
- Accepted Time:
- 2010-12-21 11:21:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181985 | G Jelmer Swoboda | 4949 West Brown Deer Rd Milwaukee WI 53223 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-20 | 25,000 | $4.91 | 127,338 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | $10.67 | 2014-05-03 | 80,000 | 80,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-05-03 | 80,000 | 80,000 | Direct |
Footnotes
- The average price of the trades that occured on December 20, 2010 was $4.91. Prices ranged from a high of $5.00 to a low of $4.88 per share. The filer undertakes to provide, upon request by the SEC staff, to Bank Mutual Corporation or any security holder thereof, the full information regarding the number of shares sold at each separate price.
- Directors Stock Option. The option is fully vested.