Filing Details

Accession Number:
0001209191-10-061766
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-20 18:15:53
Reporting Period:
2010-12-16
Filing Date:
2010-12-20
Accepted Time:
2010-12-20 18:15:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
814547 Fair Isaac Corp FICO Services-Business Services, Nec (7389) 941499887
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258989 Deborah Kerr 901 Marquette Avenue
Suite 3200
Minneapolis MN 55402
Evp & Cto No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-16 3,913 $24.15 0 No 4 S Direct
Common Stock Acquisiton 2010-12-16 19,210 $13.22 19,210 No 4 M Direct
Common Stock Disposition 2010-12-16 19,210 $24.09 0 No 4 S Direct
Common Stock Acquisiton 2010-12-17 12,690 $13.22 12,690 No 4 M Direct
Common Stock Disposition 2010-12-17 10,790 $24.00 1,900 No 4 S Indirect The Kerr Trust dtd 10/01/2007 Alan L. Kerr TTEE Deborah L. Kerr TTEE
Common Stock Acquisiton 2010-12-18 1,459 $0.00 3,359 No 4 M Direct
Common Stock Disposition 2010-12-18 535 $24.00 2,824 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Indirect The Kerr Trust dtd 10/01/2007 Alan L. Kerr TTEE Deborah L. Kerr TTEE
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-16 19,210 $0.00 19,210 $13.22
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2010-12-17 12,690 $0.00 12,690 $13.22
Common Stock Restricted Stock Units Disposition 2010-12-18 1,459 $0.00 1,459 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
127,040 2010-02-02 2016-02-01 No 4 M Direct
114,350 2010-02-02 2016-02-01 No 4 M Direct
4,374 2010-12-18 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $24.09 to $24.2105. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  2. This transaction was executed in multiple trades at prices ranging from $24.00 to $24.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. This transaction was executed in multiple trades at prices ranging from $23.96 to $24.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
  5. 1900 of these shares are held by The Kerr Trust.
  6. Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
  7. This option vests in four equal annual installments commencing on this date.
  8. The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
  9. No expiration date.