Filing Details
- Accession Number:
- 0001209191-10-061766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-20 18:15:53
- Reporting Period:
- 2010-12-16
- Filing Date:
- 2010-12-20
- Accepted Time:
- 2010-12-20 18:15:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1258989 | Deborah Kerr | 901 Marquette Avenue Suite 3200 Minneapolis MN 55402 | Evp & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-16 | 3,913 | $24.15 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-16 | 19,210 | $13.22 | 19,210 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-16 | 19,210 | $24.09 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-17 | 12,690 | $13.22 | 12,690 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-17 | 10,790 | $24.00 | 1,900 | No | 4 | S | Indirect | The Kerr Trust dtd 10/01/2007 Alan L. Kerr TTEE Deborah L. Kerr TTEE |
Common Stock | Acquisiton | 2010-12-18 | 1,459 | $0.00 | 3,359 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-18 | 535 | $24.00 | 2,824 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Indirect | The Kerr Trust dtd 10/01/2007 Alan L. Kerr TTEE Deborah L. Kerr TTEE |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-16 | 19,210 | $0.00 | 19,210 | $13.22 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-17 | 12,690 | $0.00 | 12,690 | $13.22 |
Common Stock | Restricted Stock Units | Disposition | 2010-12-18 | 1,459 | $0.00 | 1,459 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
127,040 | 2010-02-02 | 2016-02-01 | No | 4 | M | Direct |
114,350 | 2010-02-02 | 2016-02-01 | No | 4 | M | Direct |
4,374 | 2010-12-18 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $24.09 to $24.2105. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $24.00 to $24.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $23.96 to $24.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- 1900 of these shares are held by The Kerr Trust.
- Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
- This option vests in four equal annual installments commencing on this date.
- The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- No expiration date.