Filing Details
- Accession Number:
- 0001104659-10-063587
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-20 17:37:48
- Reporting Period:
- 2010-12-16
- Filing Date:
- 2010-12-20
- Accepted Time:
- 2010-12-20 17:37:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251107 | Y Peter Tam | 1172 Castro Street Mountain View CA 94040 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-16 | 18,750 | $3.88 | 136,775 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-16 | 10,000 | $9.28 | 126,775 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-16 | 18,750 | $0.00 | 18,750 | $3.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-22 | No | 4 | M | Direct |
Footnotes
- Includes 3,189 shares acquired under the VIVUS, Inc. Employee Stock Purchase Plan on May 14, 2010.
- Shares sold to cover payment of the option exercise price and tax withholding obligation from the exercise of options expiring on January 22, 2011.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $9.28 to $9.2901 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
