Filing Details
- Accession Number:
- 0001354488-10-003957
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-20 17:16:45
- Reporting Period:
- 2010-04-01
- Filing Date:
- 2010-12-20
- Accepted Time:
- 2010-12-20 17:16:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1429896 | Activecare Inc. | ACAR.OB | Communications Equipment, Nec (3669) | 870578125 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205074 | Richard Rosenblum | 19 Horizon Drive Wayne NJ 07470 | No | No | Yes | No | |
1320581 | David Stefansky | 850 Third Avenue Suite 1801 New York NY 10022 | No | No | Yes | No | |
1400704 | Harborview Master Fund Lp | 850 Third Avenue Suite 1801 New York NY 10022 | No | No | Yes | No | |
1492019 | Harborview Advisors, Llc | 850 Third Avenue, Suite 1801 New York NY 10022 | No | No | Yes | No | |
1508235 | Corbran Llc | 19 Horizon Drive Wayne NJ 07470 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-01 | 22,357 | $0.55 | 667,357 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-04-13 | 1,000 | $1.47 | 668,357 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-04-23 | 5,215 | $1.96 | 673,572 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-05-05 | 132 | $1.71 | 673,704 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-05-06 | 5,040 | $1.53 | 678,744 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-05-07 | 3,329 | $1.29 | 682,073 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-05-17 | 2,000 | $1,080.00 | 684,073 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-05-21 | 9,136 | $1.62 | 693,209 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-06-18 | 4,000 | $1.04 | 697,209 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-06-29 | 15,300 | $1.15 | 712,509 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-06-30 | 2,700 | $1.06 | 715,209 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-07-06 | 5,000 | $0.91 | 720,209 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-07 | 3,252 | $1.30 | 723,461 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-13 | 4,500 | $1.76 | 727,961 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-14 | 24,000 | $1.55 | 751,961 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-15 | 11,000 | $1.76 | 762,961 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-16 | 10,000 | $1.61 | 772,961 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-20 | 3,000 | $1.51 | 775,961 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-21 | 15,000 | $1.43 | 790,961 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-29 | 38,700 | $1.34 | 829,661 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-05 | 600,000 | $0.00 | 1,429,661 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-10-06 | 3,000 | $1.49 | 1,432,661 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-10-21 | 480,000 | $0.00 | 1,912,661 | No | 4 | C | Direct | |
Common Stock | Disposition | 2010-10-28 | 2,000 | $1.17 | 1,910,661 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-10-28 | 2,000 | $1.01 | 1,912,661 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-11-04 | 7,100 | $1.20 | 1,919,761 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2010-10-05 | 285,714 | $0.00 | 600,000 | $1.75 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-10-21 | 228,571 | $0.00 | 480,000 | $1.75 |
Common Stock | Class A Warrant | Disposition | 2010-09-30 | 285,714 | $0.00 | 285,714 | $1.75 |
Common Stock | Class B Warrant | Disposition | 2010-09-30 | 367,347 | $0.00 | 367,347 | $1.75 |
Common Stock | Class C Warrant | Disposition | 2010-09-30 | 228,571 | $0.00 | 228,571 | $3.00 |
Common Stock | Class D Warrant | Acquisiton | 2010-09-30 | 792,080 | $0.00 | 792,080 | $1.00 |
Common Stock | Class E Warrant | Acquisiton | 2010-09-30 | 277,227 | $0.00 | 277,227 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-09-10 | No | 4 | C | Direct | |
0 | 2010-03-25 | No | 4 | C | Direct | |
0 | 2009-09-10 | 2015-03-24 | No | 4 | J | Direct |
0 | 2009-09-10 | 2015-03-24 | No | 4 | J | Direct |
0 | 2010-03-24 | 2015-03-24 | No | 4 | J | Direct |
792,080 | 2010-09-30 | 2014-09-10 | No | 4 | J | Direct |
277,227 | 2010-09-30 | 2015-03-24 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 980,000 | Indirect | See Footnotes |
Footnotes
- This statement is jointly filed by and on behalf of each of Harborview Master Fund, L.P. ("Harborview Master Fund"), Harborview Advisors, LLC ("Harborview Advisors"), Richard Rosenblum, David Stefansky and The Corbran LLC. Harborview Master Fund, David Stefansky and The Corbran LLC are the record and direct beneficial owners of the securities covered by this statement. Harborview Advisors is the general partner of, and may be deemed to beneficially own securities owned by, Harborview Master Fund. Richard Rosenblum and David Stefansky are the managing members of, and may be deemed to beneficially own securities owned by, Harborview Advisors. Richard Rosenblum is the managing member of, and may be deemed to beneficially own securities owned by, The Corbran LLC.
- Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
- Includes 490,000 shares directly beneficially owned by The Corbran LLC and 490,000 shares directly beneficially owned by David Stefansky.
- The reporting person converted 285,714 shares of its Series A convertible preferred stock on October 5, 2010 into 600,000 shares of common stock.
- The reporting person converted 228,571 shares of its Series B convertible preferred stock on October 21, 2010 into 480,000 shares of common stock.
- The Series A convertible preferred stock and Series B convertible preferred stock were convertible into common stock at any time after issuance and had no expiration date.
- The reporting person amended and restated the Class A Warrant, Class B Warrant and Class C Warrant on September 30, 2010 for the Class D Warrant and Class E Warrant.