Filing Details

Accession Number:
0001354488-10-003957
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-20 17:16:45
Reporting Period:
2010-04-01
Filing Date:
2010-12-20
Accepted Time:
2010-12-20 17:16:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1429896 Activecare Inc. ACAR.OB Communications Equipment, Nec (3669) 870578125
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205074 Richard Rosenblum 19 Horizon Drive
Wayne NJ 07470
No No Yes No
1320581 David Stefansky 850 Third Avenue
Suite 1801
New York NY 10022
No No Yes No
1400704 Harborview Master Fund Lp 850 Third Avenue
Suite 1801
New York NY 10022
No No Yes No
1492019 Harborview Advisors, Llc 850 Third Avenue, Suite 1801
New York NY 10022
No No Yes No
1508235 Corbran Llc 19 Horizon Drive
Wayne NJ 07470
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-01 22,357 $0.55 667,357 No 4 P Direct
Common Stock Acquisiton 2010-04-13 1,000 $1.47 668,357 No 4 P Direct
Common Stock Acquisiton 2010-04-23 5,215 $1.96 673,572 No 4 P Direct
Common Stock Acquisiton 2010-05-05 132 $1.71 673,704 No 4 P Direct
Common Stock Acquisiton 2010-05-06 5,040 $1.53 678,744 No 4 P Direct
Common Stock Acquisiton 2010-05-07 3,329 $1.29 682,073 No 4 P Direct
Common Stock Acquisiton 2010-05-17 2,000 $1,080.00 684,073 No 4 P Direct
Common Stock Acquisiton 2010-05-21 9,136 $1.62 693,209 No 4 P Direct
Common Stock Acquisiton 2010-06-18 4,000 $1.04 697,209 No 4 P Direct
Common Stock Acquisiton 2010-06-29 15,300 $1.15 712,509 No 4 P Direct
Common Stock Acquisiton 2010-06-30 2,700 $1.06 715,209 No 4 P Direct
Common Stock Acquisiton 2010-07-06 5,000 $0.91 720,209 No 4 P Direct
Common Stock Acquisiton 2010-09-07 3,252 $1.30 723,461 No 4 P Direct
Common Stock Acquisiton 2010-09-13 4,500 $1.76 727,961 No 4 P Direct
Common Stock Acquisiton 2010-09-14 24,000 $1.55 751,961 No 4 P Direct
Common Stock Acquisiton 2010-09-15 11,000 $1.76 762,961 No 4 P Direct
Common Stock Acquisiton 2010-09-16 10,000 $1.61 772,961 No 4 P Direct
Common Stock Acquisiton 2010-09-20 3,000 $1.51 775,961 No 4 P Direct
Common Stock Acquisiton 2010-09-21 15,000 $1.43 790,961 No 4 P Direct
Common Stock Acquisiton 2010-09-29 38,700 $1.34 829,661 No 4 P Direct
Common Stock Acquisiton 2010-10-05 600,000 $0.00 1,429,661 No 4 C Direct
Common Stock Acquisiton 2010-10-06 3,000 $1.49 1,432,661 No 4 P Direct
Common Stock Acquisiton 2010-10-21 480,000 $0.00 1,912,661 No 4 C Direct
Common Stock Disposition 2010-10-28 2,000 $1.17 1,910,661 No 4 S Direct
Common Stock Acquisiton 2010-10-28 2,000 $1.01 1,912,661 No 4 P Direct
Common Stock Acquisiton 2010-11-04 7,100 $1.20 1,919,761 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 C Direct
No 4 P Direct
No 4 C Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2010-10-05 285,714 $0.00 600,000 $1.75
Common Stock Series B Convertible Preferred Stock Disposition 2010-10-21 228,571 $0.00 480,000 $1.75
Common Stock Class A Warrant Disposition 2010-09-30 285,714 $0.00 285,714 $1.75
Common Stock Class B Warrant Disposition 2010-09-30 367,347 $0.00 367,347 $1.75
Common Stock Class C Warrant Disposition 2010-09-30 228,571 $0.00 228,571 $3.00
Common Stock Class D Warrant Acquisiton 2010-09-30 792,080 $0.00 792,080 $1.00
Common Stock Class E Warrant Acquisiton 2010-09-30 277,227 $0.00 277,227 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-09-10 No 4 C Direct
0 2010-03-25 No 4 C Direct
0 2009-09-10 2015-03-24 No 4 J Direct
0 2009-09-10 2015-03-24 No 4 J Direct
0 2010-03-24 2015-03-24 No 4 J Direct
792,080 2010-09-30 2014-09-10 No 4 J Direct
277,227 2010-09-30 2015-03-24 No 4 J Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 980,000 Indirect See Footnotes
Footnotes
  1. This statement is jointly filed by and on behalf of each of Harborview Master Fund, L.P. ("Harborview Master Fund"), Harborview Advisors, LLC ("Harborview Advisors"), Richard Rosenblum, David Stefansky and The Corbran LLC. Harborview Master Fund, David Stefansky and The Corbran LLC are the record and direct beneficial owners of the securities covered by this statement. Harborview Advisors is the general partner of, and may be deemed to beneficially own securities owned by, Harborview Master Fund. Richard Rosenblum and David Stefansky are the managing members of, and may be deemed to beneficially own securities owned by, Harborview Advisors. Richard Rosenblum is the managing member of, and may be deemed to beneficially own securities owned by, The Corbran LLC.
  2. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  3. Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
  4. Includes 490,000 shares directly beneficially owned by The Corbran LLC and 490,000 shares directly beneficially owned by David Stefansky.
  5. The reporting person converted 285,714 shares of its Series A convertible preferred stock on October 5, 2010 into 600,000 shares of common stock.
  6. The reporting person converted 228,571 shares of its Series B convertible preferred stock on October 21, 2010 into 480,000 shares of common stock.
  7. The Series A convertible preferred stock and Series B convertible preferred stock were convertible into common stock at any time after issuance and had no expiration date.
  8. The reporting person amended and restated the Class A Warrant, Class B Warrant and Class C Warrant on September 30, 2010 for the Class D Warrant and Class E Warrant.