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Filing Details

Accession Number:: 0001210749-10-000011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-12-20 17:13:45
Reporting Period:: 2010-12-17

Filing Date:: 2010-12-20
Accepted Time:: 2010-12-20 17:13:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910322	Astoria Financial Corp	AF	Savings Institution, Federally Chartered (6035)	113170868

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1210755	N Monte Redman	One Astoria Federal Plaza Lake Success NY 11042	President & Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2010-12-17	1,400	$13.19	411,694	No	4	S	Direct
Common Stock	Disposition	2010-12-17	700	$13.21	410,994	No	4	S	Direct
Common Stock	Disposition	2010-12-17	100	$13.21	410,894	No	4	S	Direct
Common Stock	Disposition	2010-12-17	100	$13.21	410,794	No	4	S	Direct
Common Stock	Disposition	2010-12-17	1,200	$13.22	409,594	No	4	S	Direct
Common Stock	Disposition	2010-12-17	400	$13.23	409,194	No	4	S	Direct
Common Stock	Disposition	2010-12-17	500	$13.24	408,694	No	4	S	Direct
Common Stock	Disposition	2010-12-17	1,197	$13.25	407,497	No	4	S	Direct
Common Stock	Disposition	2010-12-17	1,000	$13.25	406,497	No	4	S	Direct
Common Stock	Disposition	2010-12-17	900	$13.26	405,597	No	4	S	Direct
Common Stock	Disposition	2010-12-17	1,200	$13.27	404,397	No	4	S	Direct
Common Stock	Disposition	2010-12-17	2,500	$13.27	401,897	No	4	S	Direct
Common Stock	Disposition	2010-12-17	1,900	$13.28	399,997	No	4	S	Direct
Common Stock	Disposition	2010-12-17	1,200	$13.28	398,797	No	4	S	Direct
Common Stock	Disposition	2010-12-17	1,700	$13.29	397,097	No	4	S	Direct
Common Stock	Disposition	2010-12-17	2,400	$13.30	394,697	No	4	S	Direct
Common Stock	Disposition	2010-12-17	1,200	$13.30	393,497	No	4	S	Direct
Common Stock	Disposition	2010-12-17	1,200	$13.31	392,297	No	4	S	Direct
Common Stock	Disposition	2010-12-17	647	$13.31	391,650	No	4	S	Direct
Common Stock	Disposition	2010-12-17	300	$13.32	391,350	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,531	Indirect	Spouse
Common Stock	44,167	Indirect	ESOP
Common Stock	27,613	Indirect	401(k)
Common Stock	30,300	Indirect	RSA
Common Stock	55,900	Indirect	RSA
Common Stock	102,570	Indirect	RSA
Common Stock	95,752	Indirect	RSA

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-Statutory Stock Option	$16.83	2005-01-10	2011-12-18	126,060	126,060	Direct
Common Stock	Non-Statutory Stock Option	$18.00	2006-01-10	2012-12-17	165,445	165,445	Direct
Common Stock	Non-Statutory Stock Option	$24.40	2005-12-22	2013-12-16	4,098	4,098	Direct
Common Stock	Non-Statutory Stock Option	$24.40	2005-12-22	2013-12-16	126,402	126,402	Direct
Common Stock	Non-Statutory Stock Option	$26.63	2005-12-22	2014-12-14	3,754	3,754	Direct
Common Stock	Non-Statutory Stock Option	$26.63	2005-12-22	2014-12-14	176,246	176,246	Direct
Common Stock	Non-Statutory Stock Option	$29.02	2009-01-09	2012-12-20	154,700	154,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2011-12-18	126,060	126,060	Direct
2012-12-17	165,445	165,445	Direct
2013-12-16	4,098	4,098	Direct
2013-12-16	126,402	126,402	Direct
2014-12-14	3,754	3,754	Direct
2014-12-14	176,246	176,246	Direct
2012-12-20	154,700	154,700	Direct

Footnotes

Includes shares acquired pursuant to the Astoria Financial Corporation Automatic Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 and are beneficially owned directly by Mr. Redman.
Includes shares acquired pursuant to the Astoria Financial Corporation Dividend Reinvestment Stock Purchase Plan which are exempt from the operation of Section 16 of the Securities Exchange Act of 1934 that are held by Mr. Redman's spouse.
Represents shares allocated to Mr. Redman's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP") as of September 30, 2010 and held in the ESOP Trust.
Represents shares held in the Employer Stock Fund of Astoria Incentive Savings Plan ("401(k) Plan") for the account of Mr. Redman as of September 30, 2010. Shares are held in the 401(k) Plan Trust.
Represents award of restricted stock dated December 20, 2006 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The restricted stock will vest on January 9, 2012 or, if earlier, upon the death, Disability or retirement at normal retirement age, or Change of Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of the employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
Represents award of restricted stock dated January 28, 2008 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The restricted stock will vest on January 28, 2013 or, if earlier, upon the death, Disability or Change of Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of the employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
Represents award of restricted stock dated February 2, 2009 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 34,190 shares on December 15, 2011, 34,190 shares on December 17, 2012 and 34,190 shares on December 16, 2013 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein.
Represents award of restricted stock dated February 1, 2010 pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation (the 2005 Plan). The shares of restricted stock will vest as follows: 23,938 shares on December 14, 2011, 23,938 shares on December 14, 2012, 23,938 shares on December 16, 2013 and 23,938 shares on December 15, 2014 or, if earlier, upon the death, Disability or Change in Control (as such terms are defined in the 2005 Plan) or, pursuant to the terms of his employment agreements with the Company and Astoria Federal Savings and Loan Association (the Association), upon his termination of employment by the Company or the Association prior to the end of the term of such employment agreements without Cause, as defined therein
Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.
In accordance with a rule 10b5-1 Sales Plan, net shares from the 12/15/10 vest were sold on 12/17/10 by Morgan Stanley-Smith Barney.