Filing Details
- Accession Number:
- 0001104659-10-063420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 21:49:15
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 21:49:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220354 | B Mark Logan | 1172 Castro Street Mountain View CA 94040 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-15 | 8,000 | $6.52 | 56,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-15 | 2,000 | $4.59 | 58,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-15 | 8,000 | $5.23 | 66,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-15 | 18,000 | $9.14 | 48,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-17 | 2,000 | $4.58 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-17 | 8,000 | $4.00 | 58,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-17 | 2,000 | $4.15 | 60,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-17 | 8,000 | $2.99 | 68,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-17 | 20,000 | $9.52 | 48,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-15 | 8,000 | $0.00 | 8,000 | $6.52 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-15 | 2,000 | $0.00 | 2,000 | $4.59 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-15 | 8,000 | $0.00 | 8,000 | $5.23 |
| Common Stock | Non-Qualified Stock Option(right to buy) | Disposition | 2010-12-17 | 2,000 | $0.00 | 2,000 | $4.58 |
| Common Stock | Non-Qualified Stock Option(right to buy) | Disposition | 2010-12-17 | 8,000 | $0.00 | 8,000 | $4.00 |
| Common Stock | Non-Qualified Stock Option(right to buy) | Disposition | 2010-12-17 | 2,000 | $0.00 | 2,000 | $4.15 |
| Common Stock | Non-Qualified Stock Option(right to buy) | Disposition | 2010-12-17 | 8,000 | $0.00 | 8,000 | $2.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-06-05 | No | 4 | M | Direct | |
| 0 | 2013-04-14 | No | 4 | M | Direct | |
| 0 | 2013-06-13 | No | 4 | M | Direct | |
| 0 | 2014-01-26 | No | 4 | M | Direct | |
| 0 | 2014-06-14 | No | 4 | M | Direct | |
| 0 | 2015-01-24 | No | 4 | M | Direct | |
| 0 | 2015-06-15 | No | 4 | M | Direct |
Footnotes
- The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $9.14 to $9.1401. Upon request by the Commission staff, the Issuer, or a security holder of the Issue, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $9.50 to $9.5303 per share.
- The option is fully vested and immediately exercisable.
Billionaire Hedge Funds
