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Filing Details

Accession Number:: 0001112679-10-000086
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-12-17 21:00:04
Reporting Period:: 2010-12-16

Filing Date:: 2010-12-17
Accepted Time:: 2010-12-17 21:00:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1424454	Rovi Corp	ROVI	Periodicals: Publishing Or Publishing & Printing (2721)	261739297

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200483	J Alfred Amoroso	C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-12-16	4,784	$20.90	177,284	No	4	M	Direct
Common Stock	Disposition	2010-12-16	4,784	$56.67	172,500	No	4	S	Direct
Common Stock	Acquisiton	2010-12-16	18,737	$20.90	191,237	No	4	M	Direct
Common Stock	Disposition	2010-12-16	18,737	$56.67	172,500	No	4	S	Direct
Common Stock	Disposition	2010-12-16	5,000	$56.57	167,500	No	4	S	Direct
Common Stock	Disposition	2010-12-16	71,479	$56.87	0	No	4	S	Indirect	Amoroso Family Trust
Common Stock	Acquisiton	2010-12-17	101,479	$20.90	268,979	No	4	M	Direct
Common Stock	Disposition	2010-12-17	101,479	$57.28	167,500	No	4	S	Direct
Common Stock	Acquisiton	2010-12-17	123,610	$13.53	291,110	No	4	M	Direct
Common Stock	Disposition	2010-12-17	123,610	$57.28	167,500	No	4	S	Direct
Common Stock	Acquisiton	2010-12-17	45,000	$15.52	212,500	No	4	M	Direct
Common Stock	Disposition	2010-12-17	45,000	$57.28	167,500	No	4	S	Direct
Common Stock	Acquisiton	2010-12-17	120,312	$15.73	287,812	No	4	M	Direct
Common Stock	Disposition	2010-12-17	120,312	$57.28	167,500	No	4	S	Direct
Common Stock	Acquisiton	2010-12-17	39,062	$30.00	206,562	No	4	M	Direct
Common Stock	Disposition	2010-12-17	39,062	$57.28	167,500	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	Amoroso Family Trust
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (right to buy)	Disposition	2010-12-16	4,784	$0.00	0	$20.90
Common Stock	Employee Stock Options (right to buy)	Disposition	2010-12-16	18,737	$0.00	101,479	$20.90
Common Stock	Employee Stock Options (right to buy)	Disposition	2010-12-17	101,479	$0.00	0	$20.90
Common Stock	Employee Stock Options (right to buy)	Disposition	2010-12-17	123,610	$0.00	143,750	$13.53
Common Stock	Employee Stock Options (right to buy)	Disposition	2010-12-17	45,000	$0.00	35,000	$15.52
Common Stock	Employee Stock Options (right to buy)	Disposition	2010-12-17	120,312	$0.00	154,688	$15.73
Common Stock	Employee Stock Options (right to buy)	Disposition	2010-12-17	39,062	$0.00	85,938	$30.00

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2011-03-01	No	4	M	Direct
2011-03-01	No	4	M	Direct
2011-03-01	No	4	M	Direct
2013-06-01	No	4	M	Direct
2015-09-01	No	4	M	Direct
2016-03-01	No	4	M	Direct
2016-09-01	No	4	M	Direct

Footnotes

Shares sold pursuant to Mr. Amoroso's 10b5-1 plans dated November 16, 2010.
Shares sold on the open market are reported as an average sell price per share of $56.67; breakdown of shares sold and per share sale prices are as follows:100 at $56.34; 300 at $56.36; 300 at $56.38; 200 at $56.39; 485 at $56.40; 100 at $56.41; 100 at $56.42; 100 at $56.45; 700 at $56.46; 100 at $56.47; 200 at $56.48; 372 at $56.49; 443 at $56.50; 300 at $56.51; 200 at $56.52; 700 at $56.53; 100 at $56.54; 200 at $56.55; 400 at $56.56; 300 at $56.57; 1,300 at $56.59; 939 at $56.60; 461 at $56.61; 1,384 at $56.62; 616 at $56.63; 800 at $56.64; 400 at $56.65; 492 at $56.66; 8 at $56.67; 1,300 at $56.68; 550 at $56.69; 819 at $56.70; 606 at $56.71; 825 at $56.72; 500 at $56.73; 500 at $56.74; 118 at $56.75; 400 at $56.76; 703 at $56.77; 200 at $56.78; 400 at $56.80; 300 at $56.81; 100 at $56.82; 400 at $56.83; 300 at $56.86; 700 at $56.87; 600 at $56.88; 100 at $56.89; 438 at $56.95;100 at $56.96; 135 at $56.97; 127 at $56.99; 200 at $57.00; 500 at $57.01; 300 at $57.06 and 200 at $57.15
Shares sold on the open market are reported as an average sell price per share of $56.57; breakdown of shares sold and per share sale prices are as follows: 51 at $56.29; 244 at $56.35; 400 at $56.36; 300 at $56.37; 200 at $56.39; 300 at $56.40; 500 at $56.45; 5 at $56.47; 200 at $56.49; 100 at $56.51; 100 at $56.54; 80 at $56.55; 120 at $56.56; 400 at $56.57; 100 at $56.58; 500 at $56.63; 100 at $56.67; 100 at $56.82; 300 at $56.83; 100 at $56.86 and 800 at $56.87.
Shares sold on the open market are reported as an average sell price per share of $56.87; breakdown of shares sold and per share sale prices are as follows; 100 at $56.31; 200 at $56.32; 100 at $56.33; 198 at $56.39; 600 at $56.40; 100 at $56.41; 102 at $56.42; 600 at $56.44; 320 at $56.45; 100 at $56.46; 900 at $56.47; 480 at $56.48; 300 at $56.49; 1,200 at $56.50; 400 at $56.51; 1,130 at $56.52; 600 at $56.53; 100 at $56.54; 1,500 at $56.55; 600 at $56.56; 644 at $56.57; 1,656 at $56.58; 1,070 at $56.59; 2069 at $56.60; 1,831 at $56.61; 1,000 at $56.62; 1,000 at $56.63; 492 at $56.64; 1,400 at $56.65; 920 at $56.66; 1,000 at $56.67; 600 at $56.68; 500 at $56.69; 1,200 at $56.70; 500 at $56.71; 582 at $56.72; 400 at $56.73; 1,108 at $56.74; 37 at $56.75; 710 at $56.76; 630 at $56.77; 1,600 at $56.78; 400 at $56.79; 400 at $56.80; 1,500 at $56.81; 1,100 at $56.82; 100 at $56.83; 800 at $56.84; 200 at $56.85; 1,300 at $56.87; additional shares sold continued on Footnote (5).
Shares sold on the open market are reported as an average sell price per share of $56.87 (continued); breakdown of shares sold and per share sale prices are as follows; 600 at $56.88; 1,300 at $56.89; 1,200 at $56.90; 72 at $56.91; 300 at $56.92; 1,628 at $56.93; 3,126 at $56.94; 5,500 at $56.95; 1,600 at $56.96; 1,200 at $56.97; 297 at $56.98; 923 at $56.99; 730 at $57.00; 393 at $57.01; 500 at $57.02; 324 at $57.04; 400 at $57.05; 407 at $57.08; 500 at $57.12; 500 at $57.18; 600 at $57.19; 200 at $57.22; 100 at $57.23; 500 at $57.24; 1,100 at $57.26; 300 at $57.27; 400 at $57.28; 334 at $57.29; 616 at $57.30; 1,754 at $57.31; 1,666 at $57.32; 400 at $57.33; 100 at $57.34; 100 at $57.35; 430 at $57.36; 700 at $57.37; 200 at $57.38; 672 at $57.39; 528 at $57.40; 200 at $57.41; 1,000 at $57.42; 600 at $57.43; 200 at $57.44; 500 at $57.45; 100 at $57.46; 100 at $57.50 and 200 at $57.52.
Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
Shares sold on the open market are reported as an average sell price per share of $57.28; breakdown of shares sold and per share sale prices are as follows; 200 at $56.90; 600 at $56.95; 200 at $56.97; 100 at $56.98; 500 at $56.99; 31,061 at $57.00; 26,656 at $57.01; 4,411 at $57.02; 2,300 at $57.03; 3,150 at $57.04; 19,701 at $57.05; 8,800 at $57.06; 6,731 at $57.07; 3,987 at $57.08; 5,627 at $57.09; 6,660 at $57.10; 6,430 at $57.11; 2,786 at $57.12; 2,159 at $57.13; 2,041 at $57.14; 1,100 at $57.15; 2,900 at $57.16; 3,300 at $57.17; 2,389 at $57.18; 4,442 at $57.19; 4,500 at $57.20; 3,801 at $57.21; 2,569 at $57.22; 2,000 at $57.23; 27,299 at $57.24; 7,856 at $57.25; 20,899 at $57.26; 13,705 at $57.27; 8,540 at $57.28; 14,678 at $57.29; 19,622 at $57.30; 8,050 at $57.31; 7,277 at $57.32; 8,631 at $57.33; 10,549 at $57.34; 9,878 at $57.35; 10,414 at $57.36; 10,700 at $57.37; 7,025 at $57.38; 9,974 at $57.39; 6,347 at $57.40; additional shares sold continued on Footnote (8).
Shares sold on the open market are reported as an average sell price per share of $57.28 (continued); breakdown of shares sold and per share sale prices are as follows; 8,753 at $57.41; 6,560 at $57.42; 2,190 at $57.43; 2,500 at $57.44; 2,510 at $57.45; 200 at $57.46; 400 at $57.47; 1,100 at $57.48; 900 at $57.49; 400 at $57.50; 400 at $57.51; 500 at $57.52; 100 at $57.54; 900 at $57.57; 100 at $57.60; 200 at $57.64; 500 at $57.68; 500 at $57.71; 100 at $57.72; 500 at $57.74; 500 at $57.79; 200 at $57.80; 18,807 at $57.81; 100 at $57.82; 400 at $57.83; 500 at $57.84; 200 at $57.85; 200 at $57.86; 400 at $57.87; 600 at $57.88; 500 at $57.89; 800 at $57.90; 397 at $57.91; 100 at $57.92; 700 at $57.93; 703 at $57.94; 400 at $57.95; 100 at $57.96; 100 at $57.97; 300 at $57.98; 100 at $57.99; 800 at $58.00; 300 at $58.01; 400 at $58.03; 400 at $58.04; 100 at $58.05; 200 at $58.06; 700 at $58.07; 500 at $58.09; 7,680 at $58.10; 18 at $58.11; 100 at $58.13; 200 at $58.14 and 100 at $58.15.
Granted March 1, 2006; vests one-sixth (1/6) on the first anniversary of the date of grant and then 5/144th's per month until fully vested by the third anniversary.
Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.