Filing Details
- Accession Number:
- 0001209191-10-061491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 19:37:31
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 19:37:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469469 | R Douglas Bettinger | C/O Avago Technologies Limited 350 West Trimble Road San Jose CA 95131 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2010-12-15 | 1,847 | $26.40 | 5,543 | No | 4 | S | Indirect | By Trust |
| Ordinary Shares | Acquisiton | 2010-12-15 | 22,500 | $10.68 | 22,500 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2010-12-15 | 22,500 | $26.19 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options (right to buy) | Disposition | 2010-12-15 | 22,500 | $0.00 | 22,500 | $10.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 127,500 | 2018-08-03 | No | 4 | M | Direct |
Footnotes
- These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2010.
- These transactions were executed in multiple trades in prices ranging from $26.09 to $26.65. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by Douglas R. Bettinger as Trustee for the Bettinger Family Revocable Trust, dated June 6, 2007.
- These transactions were executed in multiple trades in prices ranging from $25.93 to $26.4701. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Prior to this transaction, the Option was exercisable with respect to 30,000 of the shares subject thereto. The remaining balance of 120,000 shares vests in four (4) successive and equal annual installments commencing on August 4, 2012, such that the option will be fully vested and exercisable on August 4, 2015.
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