Filing Details
- Accession Number:
- 0001127602-10-031184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 18:36:30
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 18:36:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181771 | Paula Boggs | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Evp, General Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-15 | 78,969 | $10.09 | 163,547 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-15 | 5,540 | $15.23 | 169,087 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-15 | 84,509 | $32.16 | 84,578 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-15 | 78,969 | $0.00 | 78,969 | $10.09 |
| Common Stock | Employee (non-qualified) Stock Option (Right to Buy) | Disposition | 2010-12-15 | 5,540 | $0.00 | 5,540 | $15.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-09-12 | No | 4 | M | Direct | |
| 164,460 | 2013-11-20 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on July 23, 2010.
- This transaction was executed in multiple trades at prices ranging from $31.89 to $32.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Options became exercisable in four equal increments on September 12, 2003, September 12, 2004, September 12, 2005 and September 12, 2006.
- Options became exercisable in two increments of 56,667 shares on each of October 1, 2004 and October 1, 2005, and one increment of 56,666 shares on October 1, 2006.
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