Filing Details
- Accession Number:
- 0001225208-10-027445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 18:32:14
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 18:32:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910073 | New York Community Bancorp Inc | NYB | Savings Institutions, Not Federally Chartered (6036) | 061377322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
942235 | M John Tsimbinos | 615 Merrick Avenue Westbury NY 11590 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-03 | 105,040 | $0.00 | 405,491 | No | 5 | J | Direct | |
Common Stock | Disposition | 2010-12-03 | 105,040 | $0.00 | 219,960 | No | 5 | J | Indirect | By 2008 GRAT |
Common Stock | Disposition | 2010-12-15 | 25,000 | $18.00 | 194,960 | No | 4 | S | Indirect | By 2008 GRAT |
Common Stock | Disposition | 2010-12-16 | 25,000 | $18.25 | 169,960 | No | 4 | S | Indirect | By 2008 GRAT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | J | Indirect | By 2008 GRAT |
No | 4 | S | Indirect | By 2008 GRAT |
No | 4 | S | Indirect | By 2008 GRAT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 359,836 | Indirect | By 2007 GRAT |
Common Stock | 500,000 | Indirect | By 2010 GRAT |
Common Stock | 53,460 | Indirect | By IRA |
Common Stock | 80,649 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $18.40 | 2003-10-31 | 2011-06-26 | 33,389 | 33,389 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-06-26 | 33,389 | 33,389 | Direct |
Footnotes
- 105,040 shares previously held by 2008 GRAT have been transferred and are now held directly.
- This Form 4 reflects the sale of 25,000 shares on December 15, 2010 from the 2008 GRAT pursuant to a Board-approved Rule 10b5-1 trading plan submitted for Board consideration and approved on May 26, 2010. The Rule 10b5-1 trading plan was adopted for estate planning purposes.
- This Form 4 reflects the sale of 25,000 shares on December 16, 2010 from the 2008 GRAT pursuant to a Board-approved Rule 10b5-1 trading plan submitted for Board consideration and approved on May 26, 2010. The Rule 10b5-1 trading plan was adopted for estate planning purposes.
- Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan are fully vested and exercisable as of October 31, 2003.